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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHI
851
John Hancock Investors Trust
JHI
$117M
$9K ﹤0.01%
566
+12
+2% +$213
MCR
852
DELISTED
MFS Charter Income Trust
MCR
$9K ﹤0.01%
1,085
– –
MGEE icon
853
MGE Energy Inc
MGEE
$3.07B
$9K ﹤0.01%
150
-498
-77% -$32.4K
MINT icon
854
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9K ﹤0.01%
98
-1,600
-94% -$163K
MMU
855
Western Asset Managed Municipals Fund
MMU
$552M
$9K ﹤0.01%
700
– –
NOV icon
856
NOV
NOV
$7.02B
$9K ﹤0.01%
266
– –
PRAA icon
857
PRA Group
PRAA
$759M
$9K ﹤0.01%
272
– –
PRO
858
DELISTED
PROS Holdings
PRO
$9K ﹤0.01%
369
– –
RYAAY icon
859
Ryanair
RYAAY
$31.3B
$9K ﹤0.01%
235
+72
+44% +$3.21K
SONY icon
860
Sony
SONY
$137B
$9K ﹤0.01%
1,050
– –
SSRM icon
861
SSR Mining
SSRM
$6.34B
$9K ﹤0.01%
1,050
– –
TECH icon
862
Bio-Techne
TECH
$11.3B
$9K ﹤0.01%
300
– –
VVR icon
863
Invesco Senior Income Trust
VVR
$456M
$9K ﹤0.01%
2,062
+1,187
+136% +$5.23K
WOLF icon
864
Wolfspeed
WOLF
$1.67B
$9K ﹤0.01%
248
– –
ABB
865
DELISTED
ABB Ltd
ABB
$9K ﹤0.01%
339
+239
+239% +$6.14K
MGU
866
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$9K ﹤0.01%
366
– –
FLOW
867
DELISTED
SPX FLOW, Inc.
FLOW
$9K ﹤0.01%
208
– –
COR
868
DELISTED
Coresite Realty Corporation
COR
$9K ﹤0.01%
+87
New +$9.92K
NNC
869
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$9K ﹤0.01%
727
– –
WAGE
870
DELISTED
WageWorks, Inc.
WAGE
$9K ﹤0.01%
157
+72
+85% +$4.51K
PSXP
871
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$9K ﹤0.01%
178
– –
XLKS
872
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$9K ﹤0.01%
+121
New +$9K
WES
873
DELISTED
Western Gas Partners Lp
WES
$9K ﹤0.01%
200
– –
AMX icon
874
America Movil
AMX
$71.4B
$8K ﹤0.01%
500
– –
BC icon
875
Brunswick
BC
$5.29B
$8K ﹤0.01%
+146
New +$7.95K
33 34
35
36 37

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.