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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNCA
851
DELISTED
Genocea Biosciences, Inc.
GNCA
$9K ﹤0.01%
625
+375
+150% +$14.2K
IVTY
852
DELISTED
Invuity, Inc
IVTY
$9K ﹤0.01%
1,000
– –
MYF
853
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$9K ﹤0.01%
+600
New +$9.56K
PSXP
854
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$9K ﹤0.01%
178
– –
AMX icon
855
America Movil
AMX
$71.2B
$8K ﹤0.01%
500
-133
-21% -$2.38K
CAH icon
856
Cardinal Health
CAH
$55.4B
$8K ﹤0.01%
126
-82
-39% -$5.8K
CQP icon
857
Cheniere Energy
CQP
$31.3B
$8K ﹤0.01%
308
– –
CRSP icon
858
CRISPR Therapeutics
CRSP
$5.17B
$8K ﹤0.01%
450
– –
DEM icon
859
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$8K ﹤0.01%
200
-100
-33% -$4.31K
EWA icon
860
iShares MSCI Australia ETF
EWA
$1.45B
$8K ﹤0.01%
403
– –
EWC icon
861
iShares MSCI Canada ETF
EWC
$6.33B
$8K ﹤0.01%
277
– –
FAX
862
abrdn Asia-Pacific Income Fund
FAX
$600M
$8K ﹤0.01%
289
– –
FR icon
863
First Industrial Realty Trust
FR
$8.44B
$8K ﹤0.01%
260
– –
FWONK icon
864
Liberty Media Series C
FWONK
$25.8B
$8K ﹤0.01%
212
+39
+23% +$1.36K
IBN icon
865
ICICI Bank
IBN
$108B
$8K ﹤0.01%
1,009
+91
+10% +$832
IXC icon
866
iShares Global Energy ETF
IXC
$2.76B
$8K ﹤0.01%
250
-700
-74% -$22.3K
MIDD icon
867
Middleby
MIDD
$6.08B
$8K ﹤0.01%
66
– –
PAA icon
868
Plains All American Pipeline
PAA
$16.1B
$8K ﹤0.01%
399
-1,020
-72% -$23.6K
QCLN icon
869
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$634M
$8K ﹤0.01%
440
– –
RBA icon
870
RB Global
RBA
$17.5B
$8K ﹤0.01%
276
-4
-1% -$116
STLA icon
871
Stellantis
STLA
$20.8B
$8K ﹤0.01%
500
-42,615
-99% -$589K
VLUE icon
872
iShares MSCI USA Value Factor ETF
VLUE
$9.44B
$8K ﹤0.01%
+107
New +$8.04K
VRSN icon
873
VeriSign
VRSN
$26.6B
$8K ﹤0.01%
78
– –
WB icon
874
Weibo
WB
$1.95B
$8K ﹤0.01%
+88
New +$7.75K
WCC
875
WESCO International
WCC
$17.7B
$8K ﹤0.01%
150
– –
33 34
35
36 37

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.