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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
851
Air Products & Chemicals
APD
$67.6B
$9K ﹤0.01%
70
-75
-52% -$10.6K
BBP icon
852
Virtus Biotech ETF
BBP
$100M
$9K ﹤0.01%
253
– –
BBWI icon
853
Bath & Body Works
BBWI
$4.1B
$9K ﹤0.01%
262
+236
+908% +$10.6K
CNP icon
854
CenterPoint Energy
CNP
$26.8B
$9K ﹤0.01%
347
– –
CQP icon
855
Cheniere Energy
CQP
$31.3B
$9K ﹤0.01%
308
– –
CRSP icon
856
CRISPR Therapeutics
CRSP
$5.17B
$9K ﹤0.01%
+450
New +$8.84K
ETR icon
857
Entergy
ETR
$50B
$9K ﹤0.01%
254
– –
EWA icon
858
iShares MSCI Australia ETF
EWA
$1.45B
$9K ﹤0.01%
403
– –
EWC icon
859
iShares MSCI Canada ETF
EWC
$6.33B
$9K ﹤0.01%
367
+90
+32% +$2.43K
JHI
860
John Hancock Investors Trust
JHI
$117M
$9K ﹤0.01%
535
+10
+2% +$170
LKQ icon
861
LKQ Corp
LKQ
$6.29B
$9K ﹤0.01%
311
– –
LPX icon
862
Louisiana-Pacific
LPX
$5.49B
$9K ﹤0.01%
+398
New +$8.8K
LW icon
863
Lamb Weston
LW
$7.19B
$9K ﹤0.01%
+225
New +$8.88K
M icon
864
Macy's
M
$6.68B
$9K ﹤0.01%
313
+300
+2,308% +$9.27K
MD icon
865
Pediatrix Medical
MD
$2.2B
$9K ﹤0.01%
142
– –
MIDD icon
866
Middleby
MIDD
$6.08B
$9K ﹤0.01%
73
– –
MMU
867
Western Asset Managed Municipals Fund
MMU
$554M
$9K ﹤0.01%
+700
New +$9.63K
MRC
868
DELISTED
MRC Global
MRC
$9K ﹤0.01%
500
– –
PHM icon
869
Pultegroup
PHM
$25.3B
$9K ﹤0.01%
400
– –
PRAA icon
870
PRA Group
PRAA
$755M
$9K ﹤0.01%
297
-10
-3% -$376
RRC icon
871
Range Resources
RRC
$8.95B
$9K ﹤0.01%
320
+270
+540% +$8.34K
SONY icon
872
Sony
SONY
$138B
$9K ﹤0.01%
1,450
– –
WES icon
873
Western Midstream Partners
WES
$19.3B
$9K ﹤0.01%
199
– –
WSBC icon
874
WesBanco
WSBC
$4B
$9K ﹤0.01%
+251
New +$10.1K
MNK
875
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$9K ﹤0.01%
206
– –
33 34
35
36 37

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.