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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYK icon
851
iShares US Consumer Staples ETF
IYK
$1.41B
$8K ﹤0.01%
222
– –
JHI
852
John Hancock Investors Trust
JHI
$117M
$8K ﹤0.01%
525
+11
+2% +$182
NEOG icon
853
Neogen
NEOG
$2.5B
$8K ﹤0.01%
363
– –
NVRI icon
854
Enviri
NVRI
$620M
$8K ﹤0.01%
598
– –
PRLB icon
855
Protolabs
PRLB
$2.13B
$8K ﹤0.01%
157
– –
RYAAY icon
856
Ryanair
RYAAY
$31.3B
$8K ﹤0.01%
265
– –
SONY icon
857
Sony
SONY
$138B
$8K ﹤0.01%
1,450
– –
SPR
858
DELISTED
Spirit AeroSystems
SPR
$8K ﹤0.01%
150
– –
STWD icon
859
Starwood Property Trust
STWD
$6.09B
$8K ﹤0.01%
383
– –
TS icon
860
Tenaris
TS
$26.8B
$8K ﹤0.01%
249
– –
UNIT
861
Uniti Group
UNIT
$2.32B
$8K ﹤0.01%
320
– –
WDC icon
862
Western Digital
WDC
$150B
$8K ﹤0.01%
164
– –
WES icon
863
Western Midstream Partners
WES
$19.3B
$8K ﹤0.01%
199
– –
TFCFA
864
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$8K ﹤0.01%
315
– –
LVNTA
865
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$8K ﹤0.01%
236
-162
-41% -$6.37K
CAA
866
DELISTED
CalAtlantic Group, Inc.
CAA
$8K ﹤0.01%
250
– –
PSXP
867
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$8K ﹤0.01%
178
– –
NTT
868
DELISTED
Nippon Telegraph & Telephone
NTT
$8K ﹤0.01%
200
– –
BGY icon
869
BlackRock Enhanced International Dividend Trust
BGY
$529M
$7K ﹤0.01%
1,399
– –
CSQ icon
870
Calamos Strategic Total Return Fund
CSQ
$3.35B
$7K ﹤0.01%
733
– –
DAL icon
871
Delta Air Lines
DAL
$60.1B
$7K ﹤0.01%
151
– –
DORM icon
872
Dorman Products
DORM
$4.18B
$7K ﹤0.01%
106
– –
EQNR icon
873
Equinor
EQNR
$92.4B
$7K ﹤0.01%
+423
New +$7.22K
EWC icon
874
iShares MSCI Canada ETF
EWC
$6.33B
$7K ﹤0.01%
277
-250
-47% -$6.45K
FR icon
875
First Industrial Realty Trust
FR
$8.44B
$7K ﹤0.01%
260
– –
33 34
35
36 37

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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.