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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLS
851
DELISTED
Staples Inc
SPLS
$7K ﹤0.01%
675
– –
BBP icon
852
Virtus Biotech ETF
BBP
$105M
$6K ﹤0.01%
253
– –
BCX icon
853
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$6K ﹤0.01%
+836
New +$5.58K
CE icon
854
Celanese
CE
$4.82B
$6K ﹤0.01%
100
+22
+28% +$1.36K
CSQ icon
855
Calamos Strategic Total Return Fund
CSQ
$3.35B
$6K ﹤0.01%
733
– –
EWC icon
856
iShares MSCI Canada ETF
EWC
$6.46B
$6K ﹤0.01%
+277
New +$5.94K
FLS icon
857
Flowserve
FLS
$10.2B
$6K ﹤0.01%
150
-200
-57% -$8.25K
HEI icon
858
HEICO Corp
HEI
$51.4B
$6K ﹤0.01%
256
– –
HHH icon
859
Howard Hughes
HHH
$4.03B
$6K ﹤0.01%
66
– –
PPLI
860
People Inc
PPLI
$3.1B
$6K ﹤0.01%
716
– –
ICF icon
861
iShares Select U.S. REIT ETF
ICF
$2.11B
$6K ﹤0.01%
134
+26
+24% +$1.25K
IDLV icon
862
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$6K ﹤0.01%
210
+3
+1% +$84
IFF icon
863
International Flavors & Fragrances
IFF
$21.9B
$6K ﹤0.01%
53
– –
IMO icon
864
Imperial Oil
IMO
$60.4B
$6K ﹤0.01%
183
– –
MHK icon
865
Mohawk Industries
MHK
$9.22B
$6K ﹤0.01%
34
+3
+10% +$522
MMS icon
866
Maximus
MMS
$3.1B
$6K ﹤0.01%
129
– –
MRC
867
DELISTED
MRC Global
MRC
$6K ﹤0.01%
500
– –
NEOG icon
868
Neogen
NEOG
$2.5B
$6K ﹤0.01%
363
– –
ODP
869
DELISTED
ODP
ODP
$6K ﹤0.01%
94
– –
PHI icon
870
PLDT
PHI
$4.33B
$6K ﹤0.01%
160
+123
+332% +$5.23K
RYAAY icon
871
Ryanair
RYAAY
$31.3B
$6K ﹤0.01%
195
– –
SLM icon
872
SLM Corp
SLM
$5.15B
$6K ﹤0.01%
1,000
– –
SPR
873
DELISTED
Spirit AeroSystems
SPR
$6K ﹤0.01%
150
– –
SSL icon
874
Sasol
SSL
$7.1B
$6K ﹤0.01%
226
– –
TFI icon
875
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$6K ﹤0.01%
133
-1
-0.7% -$49
33 34
35
36 37

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.