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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
851
Cardinal Health
CAH
$55.4B
$5K ﹤0.01%
57
– –
CE icon
852
Celanese
CE
$4.82B
$5K ﹤0.01%
78
+48
+160% +$3.26K
CHH icon
853
Choice Hotels
CHH
$4.8B
$5K ﹤0.01%
100
– –
CMI icon
854
Cummins
CMI
$88.7B
$5K ﹤0.01%
68
– –
CPRI icon
855
Capri Holdings
CPRI
$1.74B
$5K ﹤0.01%
128
– –
DORM icon
856
Dorman Products
DORM
$4.18B
$5K ﹤0.01%
106
– –
DSL
857
DoubleLine Income Solutions Fund
DSL
$1.24B
$5K ﹤0.01%
320
– –
EWH icon
858
iShares MSCI Hong Kong ETF
EWH
$1.22B
$5K ﹤0.01%
+280
New +$5.67K
FIVE icon
859
Five Below
FIVE
$13.5B
$5K ﹤0.01%
183
– –
FR icon
860
First Industrial Realty Trust
FR
$8.44B
$5K ﹤0.01%
+260
New +$5.73K
HEI icon
861
HEICO Corp
HEI
$51.4B
$5K ﹤0.01%
256
– –
ICF icon
862
iShares Select U.S. REIT ETF
ICF
$2.11B
$5K ﹤0.01%
108
+8
+8% +$389
IDLV icon
863
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$5K ﹤0.01%
207
– –
ILMN icon
864
Illumina
ILMN
$28.4B
$5K ﹤0.01%
28
– –
IMO icon
865
Imperial Oil
IMO
$60.4B
$5K ﹤0.01%
183
+137
+298% +$4.44K
INTU icon
866
Intuit
INTU
$89B
$5K ﹤0.01%
54
– –
IWO icon
867
iShares Russell 2000 Growth ETF
IWO
$15B
$5K ﹤0.01%
41
– –
OPLN
868
Openlane
OPLN
$4.54B
$5K ﹤0.01%
394
– –
KRG icon
869
Kite Realty
KRG
$5.36B
$5K ﹤0.01%
213
– –
MHK icon
870
Mohawk Industries
MHK
$9.22B
$5K ﹤0.01%
31
– –
MOO icon
871
VanEck Agribusiness ETF
MOO
$973M
$5K ﹤0.01%
128
+3
+2% +$144
NCV
872
Virtus Convertible & Income Fund
NCV
$390M
$5K ﹤0.01%
+247
New +$5.84K
ODP
873
DELISTED
ODP
ODP
$5K ﹤0.01%
94
-1
-1% -$67
PAA icon
874
Plains All American Pipeline
PAA
$16.1B
$5K ﹤0.01%
242
-460
-66% -$12.4K
PNFP icon
875
Pinnacle Financial Partners Inc
PNFP
$15.8B
$5K ﹤0.01%
100
– –
33 34
35
36 37

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.