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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
851
Robert Half
RHI
$4.37B
$0 ﹤0.01%
5
– –
RIG icon
852
Transocean
RIG
$5.82B
$0 ﹤0.01%
13
– –
RL icon
853
Ralph Lauren
RL
$23.6B
– –
-18
Closed -$3K
ROP icon
854
Roper Technologies
ROP
$39.8B
– –
-65
Closed -$10K
RWJ icon
855
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
– –
-1,170
Closed -$21K
RYAAY icon
856
Ryanair
RYAAY
$31.3B
– –
-158
Closed -$4K
RYAM icon
857
Rayonier Advanced Materials
RYAM
$610M
– –
-15
Closed –
RYN icon
858
Rayonier
RYN
$6.55B
– –
-51
Closed -$1K
SBSW icon
859
Sibanye-Stillwater
SBSW
$7.53B
– –
-29
Closed –
SCHA icon
860
Schwab U.S Small- Cap ETF
SCHA
$23.1B
– –
-16
Closed –
SCHB icon
861
Schwab US Broad Market ETF
SCHB
$44.9B
– –
-36
Closed –
SCHE icon
862
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
– –
-5
Closed –
SCHF icon
863
Schwab International Equity ETF
SCHF
$68.7B
– –
-10
Closed –
SCHH icon
864
Schwab US REIT ETF
SCHH
$11.4B
– –
-8
Closed –
SFST icon
865
Southern First Bancshares
SFST
$600M
– –
-73
Closed -$1K
SGOL icon
866
abrdn Physical Gold Shares ETF
SGOL
$7.41B
– –
-17,500
Closed -$199K
SIVR icon
867
abrdn Physical Silver Shares ETF
SIVR
$4.42B
– –
-12,000
Closed -$186K
SLM icon
868
SLM Corp
SLM
$5.15B
– –
-1,000
Closed -$9K
SMB icon
869
VanEck Short Muni ETF
SMB
$312M
– –
-3,000
Closed -$52K
SPH icon
870
Suburban Propane Partners
SPH
$1.18B
– –
-116
Closed -$5K
SQM icon
871
Sociedad Química y Minera de Chile
SQM
$20.6B
– –
-430
Closed -$9K
SRE icon
872
Sempra
SRE
$54.8B
– –
-22
Closed -$1K
SSD icon
873
Simpson Manufacturing
SSD
$8.16B
$0 ﹤0.01%
10
– –
SSYS icon
874
Stratasys
SSYS
$774M
– –
-24
Closed -$2K
STRL icon
875
Sterling Infrastructure
STRL
$16.7B
– –
-4
Closed –
33 34
35
36 37

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.