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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
851
DELISTED
MFS Charter Income Trust
MCR
$1K ﹤0.01%
88
– –
NKX icon
852
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$1K ﹤0.01%
+51
New +$692
NWSA icon
853
News Corp Class A
NWSA
$15.9B
$1K ﹤0.01%
64
– –
ODFL icon
854
Old Dominion Freight Line
ODFL
$44.2B
$1K ﹤0.01%
66
– –
OGS icon
855
ONE Gas
OGS
$5B
$1K ﹤0.01%
31
– –
PCY icon
856
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1K ﹤0.01%
32
– –
PFN
857
PIMCO Income Strategy Fund II
PFN
$699M
$1K ﹤0.01%
118
– –
PHD
858
DELISTED
Pioneer Floating Rate Fund
PHD
$1K ﹤0.01%
43
– –
PNW icon
859
Pinnacle West Capital
PNW
$12.2B
$1K ﹤0.01%
22
– –
PPT
860
Franklin Premier Income Trust
PPT
$327M
$1K ﹤0.01%
139
– –
RGT
861
Royce Global Value Trust
RGT
$103M
$1K ﹤0.01%
62
– –
RPM icon
862
RPM International
RPM
$14.8B
$1K ﹤0.01%
27
– –
RWX icon
863
State Street SPDR Dow Jones International Real Estate ETF
RWX
$268M
$1K ﹤0.01%
19
– –
SGU icon
864
Star Group
SGU
$418M
$1K ﹤0.01%
+134
New +$849
SIRI icon
865
SiriusXM
SIRI
$10.1B
$1K ﹤0.01%
24
– –
SRE icon
866
Sempra
SRE
$55.7B
$1K ﹤0.01%
22
-72
-77% -$3.58K
STRS icon
867
Stratus Properties
STRS
$158M
$1K ﹤0.01%
60
– –
TREE icon
868
LendingTree
TREE
$448M
$1K ﹤0.01%
27
– –
USA icon
869
Liberty All-Star Equity Fund
USA
$1.84B
$1K ﹤0.01%
87
+1
+1% +$6
VRSK icon
870
Verisk Analytics
VRSK
$24.6B
$1K ﹤0.01%
153
+60
+65% +$3.59K
VYX icon
871
NCR Voyix
VYX
$1.19B
$1K ﹤0.01%
42
– –
WOLF icon
872
Wolfspeed
WOLF
$1.46B
$1K ﹤0.01%
21
– –
CHS
873
DELISTED
Chicos FAS, Inc.
CHS
$1K ﹤0.01%
70
– –
RPT
874
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
AUY
875
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
122
– –
33 34
35
36 37

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.