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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
851
TJX Companies
TJX
$178B
– –
-1,360
Closed -$38K
TREE icon
852
LendingTree
TREE
$451M
$0 ﹤0.01%
27
+5
+23% +$150
TWO
853
Two Harbors Investment
TWO
$1.27B
– –
-500
Closed -$38K
UIS icon
854
Unisys
UIS
$217M
$0 ﹤0.01%
+7
New +$194
ULTA icon
855
Ulta Beauty
ULTA
$24.3B
– –
-108
Closed -$12K
UNM icon
856
Unum
UNM
$14.3B
– –
-2,361
Closed -$71K
USA icon
857
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
84
-2
-2% -$11
VNQ icon
858
Vanguard Real Estate ETF
VNQ
$39B
– –
-633
Closed -$41K
VSS icon
859
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
– –
-20
Closed -$1K
VT icon
860
Vanguard Total World Stock ETF
VT
$79.8B
– –
-210
Closed -$11K
VYX icon
861
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
42
– –
WEC icon
862
WEC Energy
WEC
$35.1B
– –
-285
Closed -$11K
WIP icon
863
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
– –
-21
Closed -$1K
WKC icon
864
World Kinect Corp
WKC
$1.86B
– –
-37
Closed -$1K
WPM icon
865
Wheaton Precious Metals
WPM
$60.9B
– –
-100
Closed -$2K
X
866
DELISTED
US Steel
X
– –
-500
Closed -$10K
TPC
867
Tutor Perini Cor
TPC
$5.21B
$0 ﹤0.01%
5
– –
AVTA
868
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
10
– –
PDCE
869
DELISTED
PDC Energy, Inc.
PDCE
– –
-30
Closed -$1K
TA
870
DELISTED
TravelCenters of America LLC
TA
$0 ﹤0.01%
4
– –
PBCT
871
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
NUAN
872
DELISTED
Nuance Communications, Inc.
NUAN
$0 ﹤0.01%
55
– –
MGLN
873
DELISTED
Magellan Health Services, Inc.
MGLN
– –
-20
Closed -$1K
CCMP
874
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
-10
Closed –
JCP
875
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
33 34
35
36 37

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.