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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBSI icon
826
United Bankshares
UBSI
$6.61B
$39K ﹤0.01%
1,016
-121
-11% -$4.44K
AVY icon
827
Avery Dennison
AVY
$13.6B
$38K ﹤0.01%
212
-291
-58% -$49.7K
CIM
828
Chimera Investment
CIM
$996M
$38K ﹤0.01%
1,000
– –
DRIV icon
829
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$38K ﹤0.01%
1,441
+566
+65% +$15.2K
HUM icon
830
Humana
HUM
$44.8B
$38K ﹤0.01%
91
-122
-57% -$48.7K
JNK icon
831
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$38K ﹤0.01%
355
– –
DXCM icon
832
DexCom
DXCM
$33.8B
$37K ﹤0.01%
412
+100
+32% +$9.39K
FXG icon
833
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
$37K ﹤0.01%
659
– –
GM icon
834
General Motors
GM
$78.4B
$37K ﹤0.01%
657
+200
+44% +$10.6K
GSIE icon
835
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.13B
$37K ﹤0.01%
1,130
+94
+9% +$3.08K
IWV icon
836
iShares Russell 3000 ETF
IWV
$20.4B
$37K ﹤0.01%
156
– –
MNST icon
837
Monster Beverage
MNST
$89.2B
$37K ﹤0.01%
1,652
+1,268
+330% +$28.4K
PCTY icon
838
Paylocity
PCTY
$7.7B
$37K ﹤0.01%
207
+30
+17% +$5.72K
SKYY icon
839
First Trust Cloud Computing ETF
SKYY
$3.22B
$37K ﹤0.01%
391
+12
+3% +$1.2K
SPCE icon
840
Virgin Galactic
SPCE
$498M
$37K ﹤0.01%
61
+1
+2% +$753
UBER icon
841
Uber
UBER
$160B
$37K ﹤0.01%
680
-509
-43% -$28.4K
LSXMK
842
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$37K ﹤0.01%
1,093
-82
-7% -$2.75K
FANG icon
843
Diamondback Energy
FANG
$56.5B
$36K ﹤0.01%
500
– –
GNTX icon
844
Gentex
GNTX
$5.04B
$36K ﹤0.01%
1,033
+11
+1% +$391
HPI
845
John Hancock Preferred Income Fund
HPI
$435M
$36K ﹤0.01%
1,750
– –
TSC
846
DELISTED
TriState Capital Holdings, Inc.
TSC
$36K ﹤0.01%
1,600
– –
HZNP
847
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$36K ﹤0.01%
+397
New +$33.5K
IIPR icon
848
Innovative Industrial Properties
IIPR
$1.67B
$35K ﹤0.01%
197
– –
MGA icon
849
Magna International
MGA
$18.8B
$35K ﹤0.01%
+398
New +$32.3K
NOG icon
850
Northern Oil and Gas
NOG
$2.58B
$35K ﹤0.01%
+2,903
New +$34.8K
32 33
34
35 36

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.