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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
826
Compass Minerals
CMP
$1.1B
$16K ﹤0.01%
425
– –
DGX icon
827
Quest Diagnostics
DGX
$26.1B
$16K ﹤0.01%
200
– –
FLO icon
828
Flowers Foods
FLO
$1.6B
$16K ﹤0.01%
786
-151
-16% -$3.29K
GHYG icon
829
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$16K ﹤0.01%
401
– –
HAIN icon
830
Hain Celestial
HAIN
$53.9M
$16K ﹤0.01%
627
+89
+17% +$2.22K
JEF icon
831
Jefferies Financial Group
JEF
$12.9B
$16K ﹤0.01%
1,277
-1
-0.1% -$19
MCO icon
832
Moody's
MCO
$84.6B
$16K ﹤0.01%
76
+33
+77% +$8.02K
PRNT icon
833
The 3D Printing ETF
PRNT
$65.5M
$16K ﹤0.01%
955
-400
-30% -$8.25K
SPYG icon
834
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.5B
$16K ﹤0.01%
449
+1
+0.2% +$41
VIDI icon
835
Vident International Equity Strategy
VIDI
$448M
$16K ﹤0.01%
970
-3,210
-77% -$71.5K
VYX icon
836
NCR Voyix
VYX
$1.17B
$16K ﹤0.01%
1,534
-2,029
-57% -$34.8K
WST icon
837
West Pharmaceutical
WST
$24.4B
$16K ﹤0.01%
107
– –
JPS
838
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$16K ﹤0.01%
2,284
– –
ALK icon
839
Alaska Air
ALK
$5.3B
$15K ﹤0.01%
556
– –
DWX icon
840
State Street SPDR S&P International Dividend ETF
DWX
$529M
$15K ﹤0.01%
503
– –
NXTG icon
841
First Trust Indxx NextG ETF
NXTG
$576M
$15K ﹤0.01%
336
+16
+5% +$841
PRLB icon
842
Protolabs
PRLB
$2.21B
$15K ﹤0.01%
198
– –
SAIC icon
843
Saic
SAIC
$5.35B
$15K ﹤0.01%
202
– –
SRVR icon
844
Pacer Data & Infrastructure Real Estate ETF
SRVR
$389M
$15K ﹤0.01%
500
– –
XMMO icon
845
Invesco S&P MidCap Momentum ETF
XMMO
$7.61B
$15K ﹤0.01%
+322
New +$18.8K
KSU
846
DELISTED
Kansas City Southern
KSU
$15K ﹤0.01%
122
– –
FLXN
847
DELISTED
Flexion Therapeutics, Inc.
FLXN
$15K ﹤0.01%
2,000
– –
JTD
848
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$15K ﹤0.01%
+1,421
New +$22.3K
MVIN
849
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
$15K ﹤0.01%
450
– –
S
850
DELISTED
Sprint Corporation
S
$15K ﹤0.01%
1,774
-2
-0.1% -$14
32 33
34
35 36

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RFA
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.