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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGX icon
826
Quest Diagnostics
DGX
$26.3B
$20K ﹤0.01%
200
-2
-1% -$192
HPQ icon
827
HP
HPQ
$27.5B
$20K ﹤0.01%
1,006
+25
+3% +$495
IGE icon
828
iShares North American Natural Resources ETF
IGE
$754M
$20K ﹤0.01%
660
– –
IQV icon
829
IQVIA
IQV
$39.3B
$20K ﹤0.01%
+129
New +$18.1K
NUV icon
830
Nuveen Municipal Value Fund
NUV
$1.91B
$20K ﹤0.01%
2,000
– –
REGN icon
831
Regeneron Pharmaceuticals
REGN
$80.8B
$20K ﹤0.01%
67
-577
-90% -$192K
SLAB icon
832
Silicon Laboratories
SLAB
$7.23B
$20K ﹤0.01%
203
+28
+16% +$2.7K
TVTX icon
833
Travere Therapeutics
TVTX
$5.78B
$20K ﹤0.01%
1,000
– –
VOX icon
834
Vanguard Communication Services ETF
VOX
$5.85B
$20K ﹤0.01%
233
+50
+27% +$4.32K
BT
835
DELISTED
BT Group plc (ADR)
BT
$20K ﹤0.01%
1,600
– –
ANF icon
836
Abercrombie & Fitch
ANF
$5B
$19K ﹤0.01%
1,204
– –
CHRW icon
837
C.H. Robinson
CHRW
$17.5B
$19K ﹤0.01%
236
+67
+40% +$5.63K
CHX
838
DELISTED
ChampionX
CHX
$19K ﹤0.01%
586
+28
+5% +$1.02K
DWX icon
839
State Street SPDR S&P International Dividend ETF
DWX
$533M
$19K ﹤0.01%
503
– –
FCX icon
840
Freeport-McMoran
FCX
$97.5B
$19K ﹤0.01%
1,660
+757
+84% +$8.81K
FNF icon
841
Fidelity National Financial
FNF
$13.5B
$19K ﹤0.01%
495
+56
+13% +$2.11K
GHYG icon
842
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$19K ﹤0.01%
401
– –
HWM icon
843
Howmet Aerospace
HWM
$112B
$19K ﹤0.01%
973
– –
IYT icon
844
iShares US Transportation ETF
IYT
$2.28B
$19K ﹤0.01%
404
– –
NCZ
845
Virtus Convertible & Income Fund II
NCZ
$301M
$19K ﹤0.01%
+981
New +$20.1K
PBT
846
Permian Basin Royalty Trust
PBT
$1.49B
$19K ﹤0.01%
3,220
+20
+0.6% +$129
PUK icon
847
Prudential
PUK
$35.2B
$19K ﹤0.01%
467
– –
ST icon
848
Sensata Technologies
ST
$6.79B
$19K ﹤0.01%
408
+406
+20,300% +$19.3K
CVET
849
DELISTED
Covetrus, Inc. Common Stock
CVET
$19K ﹤0.01%
+800
New +$23.1K
MVIN
850
DELISTED
Natixis Seeyond International Minimum Volatility ETF
MVIN
$19K ﹤0.01%
+450
New +$19.3K
32 33
34
35 36

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.