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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEA icon
826
Lear
LEA
$8.08B
$15K ﹤0.01%
111
+5
+5% +$733
NMRK icon
827
Newmark Group
NMRK
$2.52B
$15K ﹤0.01%
1,870
-254
-12% -$2.41K
PDM
828
Piedmont Realty Trust
PDM
$1.15B
$15K ﹤0.01%
762
-400
-34% -$7.87K
RBA icon
829
RB Global
RBA
$17.3B
$15K ﹤0.01%
450
– –
SAIC icon
830
Saic
SAIC
$5.37B
$15K ﹤0.01%
202
+2
+1% +$141
VOX icon
831
Vanguard Communication Services ETF
VOX
$5.85B
$15K ﹤0.01%
183
+130
+245% +$10.6K
WES icon
832
Western Midstream Partners
WES
$19.6B
$15K ﹤0.01%
504
+305
+153% +$9.68K
LGF.A
833
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$15K ﹤0.01%
1,011
– –
MDC
834
DELISTED
M.D.C. Holdings, Inc.
MDC
$15K ﹤0.01%
591
– –
JHMT
835
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$15K ﹤0.01%
318
– –
AEM icon
836
Agnico Eagle Mines
AEM
$90.9B
$14K ﹤0.01%
+333
New +$14.1K
BKD icon
837
Brookdale Senior Living
BKD
$3.24B
$14K ﹤0.01%
2,167
– –
BKLN icon
838
Invesco Senior Loan ETF
BKLN
$6.74B
$14K ﹤0.01%
640
– –
BR icon
839
Broadridge
BR
$19.8B
$14K ﹤0.01%
139
+72
+107% +$7.22K
STEX
840
Streamex Corp
STEX
$79.9M
$14K ﹤0.01%
+243
New +$12.3K
CHRW icon
841
C.H. Robinson
CHRW
$17.5B
$14K ﹤0.01%
169
+25
+17% +$2.19K
DXJ icon
842
WisdomTree Japan Hedged Equity Fund
DXJ
$7.41B
$14K ﹤0.01%
284
– –
EQIX icon
843
Equinix
EQIX
$102B
$14K ﹤0.01%
33
-8
-20% -$3.26K
HIW icon
844
Highwoods Properties
HIW
$3.39B
$14K ﹤0.01%
306
+2
+0.7% +$89
HWM icon
845
Howmet Aerospace
HWM
$113B
$14K ﹤0.01%
973
– –
K
846
DELISTED
Kellanova
K
$14K ﹤0.01%
272
-35
-11% -$1.87K
MS icon
847
Morgan Stanley
MS
$339B
$14K ﹤0.01%
351
-655
-65% -$27.6K
NPO icon
848
Enpro
NPO
$6.99B
$14K ﹤0.01%
225
– –
PRO
849
DELISTED
PROS Holdings
PRO
$14K ﹤0.01%
354
– –
RELX icon
850
RELX
RELX
$62B
$14K ﹤0.01%
657
– –
32 33
34
35 36

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.