We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
826
Hewlett Packard
HPE
$72.4B
$13K ﹤0.01%
816
+148
+22% +$2.37K
IYR icon
827
iShares US Real Estate ETF
IYR
$4.52B
$13K ﹤0.01%
165
– –
LBTYK icon
828
Liberty Global Class C
LBTYK
$3.41B
$13K ﹤0.01%
472
– –
MOO icon
829
VanEck Agribusiness ETF
MOO
$978M
$13K ﹤0.01%
200
-304
-60% -$19.4K
PSMT icon
830
Pricesmart
PSMT
$5.21B
$13K ﹤0.01%
162
– –
SOXX icon
831
iShares Semiconductor ETF
SOXX
$44.8B
$13K ﹤0.01%
213
– –
SPR
832
DELISTED
Spirit AeroSystems
SPR
$13K ﹤0.01%
150
– –
TYL icon
833
Tyler Technologies
TYL
$13.1B
$13K ﹤0.01%
55
+15
+38% +$3.57K
VBK icon
834
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$13K ﹤0.01%
73
– –
WST icon
835
West Pharmaceutical
WST
$24.8B
$13K ﹤0.01%
110
+33
+43% +$3.7K
FGH
836
DELISTED
FG Group Holdings Inc.
FGH
$13K ﹤0.01%
3,375
– –
NATI
837
DELISTED
National Instruments Corp
NATI
$13K ﹤0.01%
283
– –
CBM
838
DELISTED
Cambrex Corporation
CBM
$13K ﹤0.01%
200
– –
LLL
839
DELISTED
L3 Technologies, Inc.
LLL
$13K ﹤0.01%
62
– –
CHX
840
DELISTED
ChampionX
CHX
$12K ﹤0.01%
+278
New +$11.7K
CMBS icon
841
iShares CMBS ETF
CMBS
$474M
$12K ﹤0.01%
251
-251
-50% -$12.5K
COTY icon
842
Coty
COTY
$2.51B
$12K ﹤0.01%
1,000
+500
+100% +$6.47K
CQP icon
843
Cheniere Energy
CQP
$32.6B
$12K ﹤0.01%
308
– –
DFS
844
DELISTED
Discover Financial Services
DFS
$12K ﹤0.01%
166
– –
EA
845
DELISTED
Electronic Arts
EA
$12K ﹤0.01%
100
– –
EEM icon
846
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$12K ﹤0.01%
292
– –
IFV icon
847
First Trust Dorsey Wright International Focus 5 ETF
IFV
$234M
$12K ﹤0.01%
+600
New +$12.4K
LW icon
848
Lamb Weston
LW
$7.12B
$12K ﹤0.01%
184
– –
MCO icon
849
Moody's
MCO
$82.8B
$12K ﹤0.01%
74
-40
-35% -$7.04K
PRO
850
DELISTED
PROS Holdings
PRO
$12K ﹤0.01%
369
– –
32 33
34
35 36

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.