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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRC
826
DELISTED
First Republic Bank
FRC
$12K ﹤0.01%
133
+54
+68% +$5.22K
BDCL
827
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$12K ﹤0.01%
795
– –
CART
828
DELISTED
Carolina Trust BancShares
CART
$12K ﹤0.01%
1,460
– –
AA icon
829
Alcoa
AA
$13.2B
$11K ﹤0.01%
243
– –
BBP icon
830
Virtus Biotech ETF
BBP
$100M
$11K ﹤0.01%
253
– –
CHY
831
Calamos Convertible and High Income Fund
CHY
$1.06B
$11K ﹤0.01%
880
– –
CQP icon
832
Cheniere Energy
CQP
$31.3B
$11K ﹤0.01%
308
– –
DFS
833
DELISTED
Discover Financial Services
DFS
$11K ﹤0.01%
166
– –
ETJ
834
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$11K ﹤0.01%
1,202
– –
GDDY icon
835
GoDaddy
GDDY
$11.5B
$11K ﹤0.01%
159
– –
KOP icon
836
Koppers
KOP
$969M
$11K ﹤0.01%
301
– –
MELI icon
837
Mercado Libre
MELI
$92.3B
$11K ﹤0.01%
40
– –
SLM icon
838
SLM Corp
SLM
$5.15B
$11K ﹤0.01%
1,000
– –
TECH icon
839
Bio-Techne
TECH
$11.3B
$11K ﹤0.01%
300
– –
USFD icon
840
US Foods
USFD
$24B
$11K ﹤0.01%
300
– –
WB icon
841
Weibo
WB
$1.95B
$11K ﹤0.01%
131
– –
WSBC icon
842
WesBanco
WSBC
$4B
$11K ﹤0.01%
251
– –
PAMT
843
PAMT Corp
PAMT
$297M
$11K ﹤0.01%
1,000
– –
NATI
844
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
283
– –
ISCA
845
DELISTED
International Speedway Corp
ISCA
$11K ﹤0.01%
260
– –
LLL
846
DELISTED
L3 Technologies, Inc.
LLL
$11K ﹤0.01%
62
– –
BSCI
847
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
520
– –
CAH icon
848
Cardinal Health
CAH
$55.4B
$10K ﹤0.01%
210
– –
EMB icon
849
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$10K ﹤0.01%
97
+7
+8% +$764
EWC icon
850
iShares MSCI Canada ETF
EWC
$6.33B
$10K ﹤0.01%
354
– –
32 33
34
35 36

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.