We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBP icon
826
Virtus Biotech ETF
BBP
$106M
$10K ﹤0.01%
253
– –
BKD icon
827
Brookdale Senior Living
BKD
$3.27B
$10K ﹤0.01%
1,517
+1,000
+193% +$8.45K
CHY
828
Calamos Convertible and High Income Fund
CHY
$1.07B
$10K ﹤0.01%
880
– –
EMB icon
829
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$10K ﹤0.01%
90
-112
-55% -$12.7K
ETJ
830
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$10K ﹤0.01%
1,202
– –
FLR icon
831
Fluor
FLR
$7.3B
$10K ﹤0.01%
178
– –
FSM icon
832
Fortuna Silver Mines
FSM
$3.18B
$10K ﹤0.01%
2,055
– –
KMPR icon
833
Kemper
KMPR
$1.55B
$10K ﹤0.01%
180
– –
KR icon
834
Kroger
KR
$34.6B
$10K ﹤0.01%
435
-230
-35% -$6.25K
LBRDK icon
835
Liberty Broadband Class C
LBRDK
$5.18B
$10K ﹤0.01%
123
– –
LKQ icon
836
LKQ Corp
LKQ
$6.22B
$10K ﹤0.01%
281
– –
LW icon
837
Lamb Weston
LW
$7.12B
$10K ﹤0.01%
184
+100
+119% +$5.66K
MNST icon
838
Monster Beverage
MNST
$89.6B
$10K ﹤0.01%
360
– –
MOAT icon
839
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$10K ﹤0.01%
+242
New +$10.5K
MUX icon
840
McEwen Inc
MUX
$1.18B
$10K ﹤0.01%
520
– –
NTES icon
841
NetEase
NTES
$85.4B
$10K ﹤0.01%
180
-30
-14% -$1.88K
PEY icon
842
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$10K ﹤0.01%
610
– –
PRAA icon
843
PRA Group
PRAA
$723M
$10K ﹤0.01%
272
– –
REG icon
844
Regency Centers
REG
$13.9B
$10K ﹤0.01%
177
-89
-33% -$5.38K
SCZ icon
845
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$10K ﹤0.01%
165
-10
-6% -$660
SSRM icon
846
SSR Mining
SSRM
$6.4B
$10K ﹤0.01%
1,050
– –
STLA icon
847
Stellantis
STLA
$21B
$10K ﹤0.01%
500
– –
WSBC icon
848
WesBanco
WSBC
$4B
$10K ﹤0.01%
251
– –
JBTM
849
JBT Marel
JBTM
$6.35B
$10K ﹤0.01%
92
– –
FLOW
850
DELISTED
SPX FLOW, Inc.
FLOW
$10K ﹤0.01%
208
– –
32 33
34
35 36

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.