We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
826
Lumen
LUMN
$6.49B
$10K ﹤0.01%
630
-359
-36% -$6.09K
NVDA icon
827
NVIDIA
NVDA
$5.38T
$10K ﹤0.01%
2,200
+800
+57% +$3.97K
PEG icon
828
Public Service Enterprise Group
PEG
$37.7B
$10K ﹤0.01%
208
– –
PEY icon
829
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$10K ﹤0.01%
610
– –
RPG icon
830
Invesco S&P 500 Pure Growth ETF
RPG
$2.08B
$10K ﹤0.01%
500
-475
-49% -$9.86K
SRE icon
831
Sempra
SRE
$55.4B
$10K ﹤0.01%
200
– –
TEVA icon
832
Teva Pharmaceuticals
TEVA
$40.9B
$10K ﹤0.01%
540
-1,000
-65% -$15K
WCC
833
WESCO International
WCC
$17.9B
$10K ﹤0.01%
150
– –
WSBC icon
834
WesBanco
WSBC
$3.99B
$10K ﹤0.01%
251
– –
JBTM
835
JBT Marel
JBTM
$6.44B
$10K ﹤0.01%
92
– –
RSX
836
DELISTED
VanEck Russia ETF
RSX
$10K ﹤0.01%
500
– –
BSJK
837
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10K ﹤0.01%
+445
New +$11K
S
838
DELISTED
Sprint Corporation
S
$10K ﹤0.01%
1,774
– –
ISCA
839
DELISTED
International Speedway Corp
ISCA
$10K ﹤0.01%
260
– –
BSCI
840
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$10K ﹤0.01%
520
– –
BSCK
841
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$10K ﹤0.01%
+515
New +$11K
BGY icon
842
BlackRock Enhanced International Dividend Trust
BGY
$527M
$9K ﹤0.01%
1,399
– –
CNP icon
843
CenterPoint Energy
CNP
$26.9B
$9K ﹤0.01%
347
– –
CQP icon
844
Cheniere Energy
CQP
$31.2B
$9K ﹤0.01%
308
– –
DEM icon
845
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$9K ﹤0.01%
200
– –
ESS icon
846
Essex Property Trust
ESS
$18.5B
$9K ﹤0.01%
38
– –
EXK
847
Endeavour Silver
EXK
$2.78B
$9K ﹤0.01%
4,150
– –
FLR icon
848
Fluor
FLR
$7.97B
$9K ﹤0.01%
178
– –
HII icon
849
Huntington Ingalls Industries
HII
$12.8B
$9K ﹤0.01%
+41
New +$9.67K
IBN icon
850
ICICI Bank
IBN
$108B
$9K ﹤0.01%
1,009
– –
32 33
34
35 36

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.