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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVNS
826
DELISTED
Avanos Medical
AVNS
$10K ﹤0.01%
274
– –
BBP icon
827
Virtus Biotech ETF
BBP
$96.1M
$10K ﹤0.01%
253
– –
CHY
828
Calamos Convertible and High Income Fund
CHY
$1.04B
$10K ﹤0.01%
880
-420
-32% -$4.88K
FIVE icon
829
Five Below
FIVE
$12.3B
$10K ﹤0.01%
218
-25
-10% -$1.23K
GDX icon
830
VanEck Gold Miners ETF
GDX
$23.8B
$10K ﹤0.01%
495
– –
ITUB icon
831
Itaú Unibanco
ITUB
$90.3B
$10K ﹤0.01%
1,919
-1,555
-45% -$8.72K
KOP icon
832
Koppers
KOP
$1,000M
$10K ﹤0.01%
301
– –
NWS icon
833
News Corp Class B
NWS
$17.7B
$10K ﹤0.01%
775
– –
PEY icon
834
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$10K ﹤0.01%
610
– –
PRAA icon
835
PRA Group
PRAA
$672M
$10K ﹤0.01%
272
-25
-8% -$871
RELX icon
836
RELX
RELX
$64.2B
$10K ﹤0.01%
490
-89
-15% -$1.88K
ROL icon
837
Rollins
ROL
$18.2B
$10K ﹤0.01%
563
-45
-7% -$807
STX icon
838
Seagate
STX
$192B
$10K ﹤0.01%
273
– –
XBI icon
839
State Street SPDR S&P Biotech ETF
XBI
$9.92B
$10K ﹤0.01%
+141
New +$10K
XRAY icon
840
Dentsply Sirona
XRAY
$2.86B
$10K ﹤0.01%
158
+88
+126% +$5.56K
MRO
841
DELISTED
Marathon Oil Corporation
MRO
$10K ﹤0.01%
864
– –
CHK
842
DELISTED
Chesapeake Energy Corporation
CHK
$10K ﹤0.01%
11
– –
LLL
843
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
62
-24
-28% -$4.01K
GNCA
844
DELISTED
Genocea Biosciences, Inc.
GNCA
$10K ﹤0.01%
+250
New +$12K
WFT
845
DELISTED
Weatherford International plc
WFT
$10K ﹤0.01%
2,640
+1,464
+124% +$7.44K
BSCH
846
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$10K ﹤0.01%
485
– –
PRMW
847
DELISTED
Primo Water Corporation
PRMW
$10K ﹤0.01%
800
– –
AMLP icon
848
Alerian MLP ETF
AMLP
$12.9B
$9K ﹤0.01%
160
-40
-20% -$2.44K
BR icon
849
Broadridge
BR
$19.5B
$9K ﹤0.01%
125
– –
CNP icon
850
CenterPoint Energy
CNP
$27.4B
$9K ﹤0.01%
347
– –
32 33
34
35 36

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.