CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVNS icon
826
Avanos Medical
AVNS
$570M
$10K ﹤0.01%
274
– –
BBP icon
827
Virtus LifeSci Biotech Products ETF
BBP
$28M
$10K ﹤0.01%
253
– –
CHY
828
Calamos Convertible and High Income Fund
CHY
$892M
$10K ﹤0.01%
880
-420
-32% -$4.77K
FIVE icon
829
Five Below
FIVE
$8.02B
$10K ﹤0.01%
218
-25
-10% -$1.15K
GDX icon
830
VanEck Gold Miners ETF
GDX
$20.9B
$10K ﹤0.01%
495
– –
ITUB icon
831
Itaú Unibanco
ITUB
$77.2B
$10K ﹤0.01%
1,863
-1,509
-45% -$8.1K
KOP icon
832
Koppers
KOP
$556M
$10K ﹤0.01%
301
– –
NWS icon
833
News Corp Class B
NWS
$18.1B
$10K ﹤0.01%
775
– –
PEY icon
834
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$10K ﹤0.01%
610
– –
PRAA icon
835
PRA Group
PRAA
$663M
$10K ﹤0.01%
272
-25
-8% -$919
RELX icon
836
RELX
RELX
$84.1B
$10K ﹤0.01%
490
-89
-15% -$1.82K
ROL icon
837
Rollins
ROL
$28B
$10K ﹤0.01%
563
-45
-7% -$799
STX icon
838
Seagate
STX
$41.9B
$10K ﹤0.01%
273
– –
XBI icon
839
SPDR S&P Biotech ETF
XBI
$5.47B
$10K ﹤0.01%
+141
New +$10K
XRAY icon
840
Dentsply Sirona
XRAY
$2.77B
$10K ﹤0.01%
158
+88
+126% +$5.57K
MRO
841
DELISTED
Marathon Oil Corporation
MRO
$10K ﹤0.01%
864
– –
CHK
842
DELISTED
Chesapeake Energy Corporation
CHK
$10K ﹤0.01%
11
– –
LLL
843
DELISTED
L3 Technologies, Inc.
LLL
$10K ﹤0.01%
62
-24
-28% -$3.87K
GNCA
844
DELISTED
Genocea Biosciences, Inc.
GNCA
$10K ﹤0.01%
+250
New +$10K
WFT
845
DELISTED
Weatherford International plc
WFT
$10K ﹤0.01%
2,640
+1,464
+124% +$5.55K
BSCH
846
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$10K ﹤0.01%
485
– –
PRMW
847
DELISTED
Primo Water Corporation
PRMW
$10K ﹤0.01%
800
– –
NTT
848
DELISTED
Nippon Telegraph & Telephone
NTT
$9K ﹤0.01%
200
– –
AMLP icon
849
Alerian MLP ETF
AMLP
$10.5B
$9K ﹤0.01%
160
-40
-20% -$2.25K
BR icon
850
Broadridge
BR
$29.7B
$9K ﹤0.01%
125
– –
32 33
34
35 36