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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENOV icon
826
Enovis
ENOV
$1.53B
$10K ﹤0.01%
148
– –
FIVE icon
827
Five Below
FIVE
$13.5B
$10K ﹤0.01%
243
– –
FNF icon
828
Fidelity National Financial
FNF
$13.5B
$10K ﹤0.01%
380
– –
KRE icon
829
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$10K ﹤0.01%
200
– –
LULU icon
830
lululemon athletica
LULU
$14.6B
$10K ﹤0.01%
+200
New +$13.2K
NUAG icon
831
Nuveen Enhanced Yield US Aggregate Bond ETF
NUAG
$95.1M
$10K ﹤0.01%
+411
New +$9.99K
NWS icon
832
News Corp Class B
NWS
$17.5B
$10K ﹤0.01%
775
– –
PEY icon
833
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$10K ﹤0.01%
610
– –
RBA icon
834
RB Global
RBA
$17.5B
$10K ﹤0.01%
305
– –
ROL icon
835
Rollins
ROL
$18.2B
$10K ﹤0.01%
608
-22
-3% -$348
SHG icon
836
Shinhan Financial Group
SHG
$35.6B
$10K ﹤0.01%
249
– –
TLK icon
837
Telkom Indonesia
TLK
$14.9B
$10K ﹤0.01%
321
-79
-20% -$2.33K
TM icon
838
Toyota
TM
$225B
$10K ﹤0.01%
100
– –
TRN icon
839
Trinity Industries
TRN
$2.38B
$10K ﹤0.01%
556
– –
UNFI icon
840
United Natural Foods
UNFI
$2.85B
$10K ﹤0.01%
251
– –
WCC
841
WESCO International
WCC
$17.7B
$10K ﹤0.01%
150
– –
WDC icon
842
Western Digital
WDC
$150B
$10K ﹤0.01%
164
– –
RSX
843
DELISTED
VanEck Russia ETF
RSX
$10K ﹤0.01%
500
– –
WBC
844
DELISTED
WABCO HOLDINGS INC.
WBC
$10K ﹤0.01%
92
– –
HZNP
845
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$10K ﹤0.01%
700
– –
TFCFA
846
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$10K ﹤0.01%
315
– –
BSCH
847
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$10K ﹤0.01%
485
– –
MBT
848
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$10K ﹤0.01%
990
– –
FEEU
849
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$10K ﹤0.01%
106
– –
PRMW
850
DELISTED
Primo Water Corporation
PRMW
$10K ﹤0.01%
800
– –
32 33
34
35 36

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.