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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YPF icon
826
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$9K ﹤0.01%
562
+51
+10% +$873
CLR
827
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$9K ﹤0.01%
190
– –
WBC
828
DELISTED
WABCO HOLDINGS INC.
WBC
$9K ﹤0.01%
92
+59
+179% +$6.17K
ISCA
829
DELISTED
International Speedway Corp
ISCA
$9K ﹤0.01%
260
– –
GM.WS.B
830
DELISTED
General Motors Company
GM.WS.B
$9K ﹤0.01%
560
-195
-26% -$3.04K
YHOO
831
DELISTED
Yahoo Inc
YHOO
$9K ﹤0.01%
250
– –
ESV
832
DELISTED
Ensco Rowan plc
ESV
$9K ﹤0.01%
240
– –
MBT
833
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$9K ﹤0.01%
990
– –
FEEU
834
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$9K ﹤0.01%
106
-106
-50% -$8.82K
PRMW
835
DELISTED
Primo Water Corporation
PRMW
$9K ﹤0.01%
800
+300
+60% +$3.85K
ABEV icon
836
Ambev
ABEV
$46.4B
$8K ﹤0.01%
1,751
– –
AZO icon
837
AutoZone
AZO
$51.1B
$8K ﹤0.01%
11
– –
BBP icon
838
Virtus Biotech ETF
BBP
$100M
$8K ﹤0.01%
253
– –
BR icon
839
Broadridge
BR
$19B
$8K ﹤0.01%
125
– –
BWX icon
840
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$8K ﹤0.01%
+321
New +$8.64K
CGNX icon
841
Cognex
CGNX
$11.3B
$8K ﹤0.01%
256
– –
CNP icon
842
CenterPoint Energy
CNP
$26.8B
$8K ﹤0.01%
347
– –
CQP icon
843
Cheniere Energy
CQP
$31.3B
$8K ﹤0.01%
308
– –
ESS icon
844
Essex Property Trust
ESS
$18.5B
$8K ﹤0.01%
38
– –
EWA icon
845
iShares MSCI Australia ETF
EWA
$1.45B
$8K ﹤0.01%
403
– –
FLR icon
846
Fluor
FLR
$7.96B
$8K ﹤0.01%
158
– –
FNF icon
847
Fidelity National Financial
FNF
$13.5B
$8K ﹤0.01%
380
+14
+4% +$336
HWM icon
848
Howmet Aerospace
HWM
$112B
$8K ﹤0.01%
+572
New +$8.6K
IEV icon
849
iShares Europe ETF
IEV
$1.7B
$8K ﹤0.01%
220
-620
-74% -$23.7K
IVZ icon
850
Invesco
IVZ
$13.9B
$8K ﹤0.01%
279
+135
+94% +$4.15K
32 33
34
35 36

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.