We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES
826
DELISTED
Western Gas Partners Lp
WES
$8K ﹤0.01%
200
– –
APD icon
827
Air Products & Chemicals
APD
$67.6B
$7K ﹤0.01%
53
-40
-43% -$4.84K
AVNS
828
DELISTED
Avanos Medical
AVNS
$7K ﹤0.01%
274
+18
+7% +$480
CNP icon
829
CenterPoint Energy
CNP
$26.8B
$7K ﹤0.01%
347
– –
DAL icon
830
Delta Air Lines
DAL
$60.1B
$7K ﹤0.01%
151
+23
+18% +$1.07K
EWA icon
831
iShares MSCI Australia ETF
EWA
$1.48B
$7K ﹤0.01%
403
-1,000
-71% -$18K
MGEE icon
832
MGE Energy Inc
MGEE
$3.08B
$7K ﹤0.01%
150
– –
MIDD icon
833
Middleby
MIDD
$6.08B
$7K ﹤0.01%
73
– –
PH icon
834
Parker-Hannifin
PH
$135B
$7K ﹤0.01%
66
-33
-33% -$3.31K
PHM icon
835
Pultegroup
PHM
$25.3B
$7K ﹤0.01%
400
– –
PRAA icon
836
PRA Group
PRAA
$755M
$7K ﹤0.01%
257
– –
PSLV icon
837
Sprott Physical Silver Trust
PSLV
$13.2B
$7K ﹤0.01%
+1,250
New +$7.28K
QSR icon
838
Restaurant Brands International
QSR
$25.8B
$7K ﹤0.01%
194
+16
+9% +$557
ROL icon
839
Rollins
ROL
$18.2B
$7K ﹤0.01%
630
– –
SONY icon
840
Sony
SONY
$138B
$7K ﹤0.01%
1,450
– –
TPL icon
841
Texas Pacific Land
TPL
$23.5B
$7K ﹤0.01%
+450
New +$6.6K
TRN icon
842
Trinity Industries
TRN
$2.38B
$7K ﹤0.01%
556
– –
VBR icon
843
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$7K ﹤0.01%
70
-31
-31% -$2.92K
WES icon
844
Western Midstream Partners
WES
$19.3B
$7K ﹤0.01%
+199
New +$5.75K
WYNN icon
845
Wynn Resorts
WYNN
$10.6B
$7K ﹤0.01%
82
– –
PDCO
846
DELISTED
Patterson Companies, Inc.
PDCO
$7K ﹤0.01%
158
– –
MGU
847
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7K ﹤0.01%
366
– –
WAIR
848
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$7K ﹤0.01%
500
– –
AIII
849
DELISTED
ACRE Realty Investors Inc
AIII
$7K ﹤0.01%
5,141
– –
BCR
850
DELISTED
CR Bard Inc.
BCR
$7K ﹤0.01%
37
+2
+6% +$377
32 33
34
35 36

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.