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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFF icon
826
International Flavors & Fragrances
IFF
$21.9B
$6K ﹤0.01%
+53
New +$6.13K
IRBT
827
DELISTED
iRobot
IRBT
$6K ﹤0.01%
180
– –
M icon
828
Macy's
M
$6.68B
$6K ﹤0.01%
200
-55
-22% -$2.38K
MGEE icon
829
MGE Energy Inc
MGEE
$3.08B
$6K ﹤0.01%
150
– –
MRC
830
DELISTED
MRC Global
MRC
$6K ﹤0.01%
500
– –
QSR icon
831
Restaurant Brands International
QSR
$25.8B
$6K ﹤0.01%
178
– –
RYAAY icon
832
Ryanair
RYAAY
$31.3B
$6K ﹤0.01%
195
-93
-32% -$3.04K
SAN icon
833
Banco Santander
SAN
$210B
$6K ﹤0.01%
1,375
-1
-0.1% -$5
SLM icon
834
SLM Corp
SLM
$5.15B
$6K ﹤0.01%
1,000
– –
SSL icon
835
Sasol
SSL
$7.1B
$6K ﹤0.01%
226
+191
+546% +$5.59K
TFI icon
836
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$6K ﹤0.01%
134
– –
UNFI icon
837
United Natural Foods
UNFI
$2.85B
$6K ﹤0.01%
156
– –
VEEV icon
838
Veeva Systems
VEEV
$37.4B
$6K ﹤0.01%
+225
New +$6K
WCC
839
WESCO International
WCC
$17.7B
$6K ﹤0.01%
150
– –
MGU
840
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$6K ﹤0.01%
366
– –
FLOW
841
DELISTED
SPX FLOW, Inc.
FLOW
$6K ﹤0.01%
247
+47
+24% +$1.55K
UNT
842
DELISTED
UNIT Corporation
UNT
$6K ﹤0.01%
+505
New +$7.45K
EHIC
843
DELISTED
eHi Car Services Limited
EHIC
$6K ﹤0.01%
500
– –
AIII
844
DELISTED
ACRE Realty Investors Inc
AIII
$6K ﹤0.01%
5,141
– –
HAR
845
DELISTED
Harman International Industries
HAR
$6K ﹤0.01%
71
– –
BCR
846
DELISTED
CR Bard Inc.
BCR
$6K ﹤0.01%
35
– –
SPLS
847
DELISTED
Staples Inc
SPLS
$6K ﹤0.01%
675
– –
AMX icon
848
America Movil
AMX
$71.2B
$5K ﹤0.01%
385
+146
+61% +$2.38K
ARI
849
Apollo Commercial Real Estate
ARI
$885M
$5K ﹤0.01%
300
– –
BR icon
850
Broadridge
BR
$19B
$5K ﹤0.01%
100
– –
32 33
34
35 36

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.