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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZOES
826
DELISTED
Zoe's Kitchen, Inc.
ZOES
$6K ﹤0.01%
200
– –
AHGP
827
DELISTED
Alliance Holdings GP
AHGP
$6K ﹤0.01%
+200
New +$7.22K
AIII
828
DELISTED
ACRE Realty Investors Inc
AIII
$6K ﹤0.01%
5,141
– –
CEO
829
DELISTED
CNOOC Limited
CEO
$6K ﹤0.01%
55
+9
+20% +$1.08K
BCR
830
DELISTED
CR Bard Inc.
BCR
$6K ﹤0.01%
35
+1
+3% +$189
MEMP
831
DELISTED
Memorial Production Partners LP Common Units
MEMP
$6K ﹤0.01%
+1,095
New +$9.55K
CIT
832
DELISTED
CIT Group Inc.
CIT
$6K ﹤0.01%
154
-125
-45% -$5.61K
A icon
833
Agilent Technologies
A
$41.2B
$5K ﹤0.01%
152
– –
ADSK icon
834
Autodesk
ADSK
$52.6B
$5K ﹤0.01%
104
-15
-13% -$753
AOM icon
835
iShares Core Moderate Allocation ETF
AOM
$1.78B
$5K ﹤0.01%
+150
New +$5.18K
ARI
836
Apollo Commercial Real Estate
ARI
$885M
$5K ﹤0.01%
+300
New +$4.99K
AZN icon
837
AstraZeneca
AZN
$250B
$5K ﹤0.01%
87
+54
+164% +$3.55K
BR icon
838
Broadridge
BR
$19B
$5K ﹤0.01%
100
+25
+33% +$1.34K
CMG icon
839
Chipotle Mexican Grill
CMG
$41.5B
$5K ﹤0.01%
400
-750
-65% -$10.7K
CPRI icon
840
Capri Holdings
CPRI
$1.74B
$5K ﹤0.01%
128
+100
+357% +$4.23K
DORM icon
841
Dorman Products
DORM
$4.18B
$5K ﹤0.01%
106
+14
+15% +$701
DSL
842
DoubleLine Income Solutions Fund
DSL
$1.24B
$5K ﹤0.01%
320
– –
EPI icon
843
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$5K ﹤0.01%
252
-383
-60% -$7.96K
HEI icon
844
HEICO Corp
HEI
$51.4B
$5K ﹤0.01%
256
+36
+16% +$785
HSBC icon
845
HSBC
HSBC
$356B
$5K ﹤0.01%
146
– –
INTU icon
846
Intuit
INTU
$89B
$5K ﹤0.01%
54
– –
IRBT
847
DELISTED
iRobot
IRBT
$5K ﹤0.01%
180
– –
IWO icon
848
iShares Russell 2000 Growth ETF
IWO
$15B
$5K ﹤0.01%
41
– –
OPLN
849
Openlane
OPLN
$4.54B
$5K ﹤0.01%
394
– –
KRG icon
850
Kite Realty
KRG
$5.36B
$5K ﹤0.01%
213
– –
32 33
34
35 36

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.