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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
826
DELISTED
Stericycle Inc
SRCL
$2K ﹤0.01%
17
– –
TUP
827
DELISTED
Tupperware Brands Corporation
TUP
$2K ﹤0.01%
26
– –
SPLK
828
DELISTED
Splunk Inc
SPLK
$2K ﹤0.01%
45
– –
PDCE
829
DELISTED
PDC Energy, Inc.
PDCE
$2K ﹤0.01%
30
– –
ABB
830
DELISTED
ABB Ltd
ABB
$2K ﹤0.01%
87
– –
RJA
831
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$2K ﹤0.01%
+200
New +$1.75K
RJZ
832
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Metals Total Return
RJZ
$2K ﹤0.01%
+200
New +$1.77K
KSU
833
DELISTED
Kansas City Southern
KSU
$2K ﹤0.01%
22
– –
GNC
834
DELISTED
GNC Holdings, Inc.
GNC
$2K ﹤0.01%
70
– –
GM.WS.B
835
DELISTED
General Motors Company
GM.WS.B
$2K ﹤0.01%
120
– –
BWLD
836
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$2K ﹤0.01%
10
– –
SWC
837
DELISTED
Stillwater Mining Co
SWC
$2K ﹤0.01%
100
– –
CVC
838
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$2K ﹤0.01%
110
– –
KING
839
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$2K ﹤0.01%
+100
New +$1.74K
RFMD
840
DELISTED
RF MICRO DEVICES INC
RFMD
$2K ﹤0.01%
200
– –
KMI.WS
841
DELISTED
Kinder Morgan Inc
KMI.WS
$2K ﹤0.01%
640
– –
OIL
842
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$2K ﹤0.01%
60
– –
ACLS icon
843
Axcelis
ACLS
$4.2B
$1K ﹤0.01%
86
– –
AIZ icon
844
Assurant
AIZ
$14.7B
$1K ﹤0.01%
+22
New +$1.47K
BBY icon
845
Best Buy
BBY
$16.9B
$1K ﹤0.01%
+43
New +$1.16K
IART icon
846
Integra LifeSciences
IART
$1.33B
$1K ﹤0.01%
34
– –
IEP icon
847
Icahn Enterprises
IEP
$5.13B
$1K ﹤0.01%
+8
New +$802
KGC icon
848
Kinross Gold
KGC
$30.4B
$1K ﹤0.01%
327
– –
KIM icon
849
Kimco Realty
KIM
$16.4B
$1K ﹤0.01%
24
– –
LINC icon
850
Lincoln Educational Services
LINC
$1.25B
$1K ﹤0.01%
200
– –
32 33
34
35 36

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.