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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSG icon
801
Republic Services
RSG
$65.9B
$44K ﹤0.01%
445
-54
-11% -$5.07K
SCHA icon
802
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$44K ﹤0.01%
1,804
-112
-6% -$2.75K
AVB icon
803
AvalonBay Communities
AVB
$26B
$42K ﹤0.01%
+229
New +$40K
MDY icon
804
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$42K ﹤0.01%
90
-99
-52% -$45.1K
MED icon
805
Medifast
MED
$130M
$42K ﹤0.01%
200
-402
-67% -$96.2K
SONY icon
806
Sony
SONY
$139B
$42K ﹤0.01%
2,000
-290
-13% -$6.13K
CTHR
807
DELISTED
Charles & Colvard Ltd
CTHR
$42K ﹤0.01%
1,430
+1,418
+11,817% +$30.9K
LW icon
808
Lamb Weston
LW
$7.23B
$41K ﹤0.01%
530
– –
NI icon
809
NiSource
NI
$20.1B
$41K ﹤0.01%
1,733
-26
-1% -$586
PEG icon
810
Public Service Enterprise Group
PEG
$37.5B
$41K ﹤0.01%
689
-133
-16% -$7.67K
TPHD icon
811
Timothy Plan High Dividend Stock ETF
TPHD
$368M
$41K ﹤0.01%
1,421
– –
FOCS
812
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$41K ﹤0.01%
1,000
– –
AWK icon
813
American Water Works
AWK
$27B
$40K ﹤0.01%
267
+7
+3% +$1.06K
BGFV
814
DELISTED
Big 5 Sporting Goods
BGFV
$40K ﹤0.01%
+2,596
New +$36.4K
FMC icon
815
FMC
FMC
$1.3B
$40K ﹤0.01%
367
+1
+0.3% +$111
FVRR icon
816
Fiverr
FVRR
$315M
$40K ﹤0.01%
+186
New +$45.6K
KBA icon
817
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$40K ﹤0.01%
909
– –
LX
818
LexinFintech Holdings
LX
$242M
$40K ﹤0.01%
4,048
+1,968
+95% +$19.8K
MANU icon
819
Manchester United
MANU
$3.8B
$40K ﹤0.01%
+2,550
New +$43.1K
TSCO icon
820
Tractor Supply
TSCO
$18.4B
$40K ﹤0.01%
1,140
+775
+212% +$24.7K
WDC icon
821
Western Digital
WDC
$151B
$40K ﹤0.01%
811
+562
+226% +$26.3K
INOV
822
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$40K ﹤0.01%
1,416
– –
AIG icon
823
American International
AIG
$40.4B
$39K ﹤0.01%
847
+19
+2% +$821
BXC icon
824
BlueLinx
BXC
$706M
$39K ﹤0.01%
1,000
-500
-33% -$19.4K
IONS icon
825
Ionis Pharmaceuticals
IONS
$9.21B
$39K ﹤0.01%
883
+90
+11% +$5.02K
31 32
33
34 35

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.