We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLOB icon
801
Globant
GLOB
$1.77B
$32K ﹤0.01%
149
-1
-0.7% -$193
GWRE icon
802
Guidewire Software
GWRE
$15.2B
$32K ﹤0.01%
255
+81
+47% +$9.24K
IPO icon
803
Renaissance IPO ETF
IPO
$166M
$32K ﹤0.01%
+500
New +$29.5K
MS icon
804
Morgan Stanley
MS
$343B
$32K ﹤0.01%
479
-147
-23% -$8.43K
NEO icon
805
NeoGenomics
NEO
$2.11B
$32K ﹤0.01%
600
– –
TDG icon
806
TransDigm Group
TDG
$68.9B
$32K ﹤0.01%
52
-1
-2% -$550
DAY
807
DELISTED
Dayforce
DAY
$32K ﹤0.01%
+307
New +$29K
PXD
808
DELISTED
Pioneer Natural Resource Co.
PXD
$32K ﹤0.01%
283
-241
-46% -$23.4K
WORK
809
DELISTED
Slack Technologies, Inc.
WORK
$32K ﹤0.01%
769
-49
-6% -$1.66K
AIG icon
810
American International
AIG
$39.8B
$31K ﹤0.01%
828
-35
-4% -$1.23K
DHS icon
811
WisdomTree US High Dividend Fund
DHS
$1.6B
$31K ﹤0.01%
450
– –
EBAY icon
812
eBay
EBAY
$46.5B
$31K ﹤0.01%
634
+1
+0.2% +$51
ILMN icon
813
Illumina
ILMN
$29.1B
$31K ﹤0.01%
+87
New +$27.7K
MGV icon
814
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.7B
$31K ﹤0.01%
362
+179
+98% +$14.7K
NOC icon
815
Northrop Grumman
NOC
$81.6B
$31K ﹤0.01%
103
+37
+56% +$11.3K
CIM
816
Chimera Investment
CIM
$993M
$30K ﹤0.01%
1,000
– –
CRL icon
817
Charles River Laboratories
CRL
$13.4B
$30K ﹤0.01%
121
– –
DBA icon
818
Invesco DB Agriculture Fund
DBA
$1.23B
$30K ﹤0.01%
1,900
– –
HR icon
819
Healthcare Realty
HR
$6.58B
$30K ﹤0.01%
1,100
– –
PRNT icon
820
The 3D Printing ETF
PRNT
$65.5M
$30K ﹤0.01%
955
– –
ROKU icon
821
Roku
ROKU
$22.9B
$30K ﹤0.01%
93
-272
-75% -$71.4K
SPXX icon
822
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$346M
$30K ﹤0.01%
1,988
– –
TPIC
823
DELISTED
TPI Composites
TPIC
$30K ﹤0.01%
574
– –
UFOX
824
Defiance Space and Connective Tech ETF
UFOX
$922M
$30K ﹤0.01%
898
-468
-34% -$14.6K
SYKE
825
DELISTED
SYKES Enterprises Inc
SYKE
$30K ﹤0.01%
800
– –
31 32
33
34 35

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.