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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFR
801
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
$18K ﹤0.01%
1,900
– –
FTA icon
802
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.44B
$18K ﹤0.01%
490
– –
GNRC icon
803
Generac Holdings
GNRC
$12.8B
$18K ﹤0.01%
200
– –
INFY icon
804
Infosys
INFY
$50.3B
$18K ﹤0.01%
2,197
+360
+20% +$3.62K
NBIX icon
805
Neurocrine Biosciences
NBIX
$15.3B
$18K ﹤0.01%
218
+200
+1,111% +$19.6K
PARA
806
DELISTED
Paramount Global Class B
PARA
$18K ﹤0.01%
1,305
+596
+84% +$17.1K
SDIV icon
807
Global X SuperDividend ETF
SDIV
$1.21B
$18K ﹤0.01%
658
+635
+2,761% +$28.9K
TEL icon
808
TE Connectivity
TEL
$62.2B
$18K ﹤0.01%
295
+20
+7% +$1.71K
UNM icon
809
Unum
UNM
$14.7B
$18K ﹤0.01%
1,200
-200
-14% -$4.81K
UNOV icon
810
Innovator US Equity Ultra Buffer ETF November
UNOV
$110M
$18K ﹤0.01%
+787
New +$20.1K
WDAY icon
811
Workday
WDAY
$51B
$18K ﹤0.01%
139
– –
UFOX
812
Defiance Space and Connective Tech ETF
UFOX
$922M
$18K ﹤0.01%
831
+31
+4% +$769
BSCM
813
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
+560
+185% +$11.9K
AIG icon
814
American International
AIG
$39.8B
$17K ﹤0.01%
716
+45
+7% +$1.93K
BRO icon
815
Brown & Brown
BRO
$24B
$17K ﹤0.01%
478
– –
CQP icon
816
Cheniere Energy
CQP
$32.6B
$17K ﹤0.01%
636
-172
-21% -$5.88K
CRK icon
817
Comstock Resources
CRK
$3.99B
$17K ﹤0.01%
3,311
+3,310
+331,000% +$19.7K
FBND icon
818
Fidelity Total Bond ETF
FBND
$27.4B
$17K ﹤0.01%
+334
New +$17.3K
LOPE icon
819
Grand Canyon Education
LOPE
$3.79B
$17K ﹤0.01%
230
– –
SLAB icon
820
Silicon Laboratories
SLAB
$7.28B
$17K ﹤0.01%
203
– –
SPCE icon
821
Virgin Galactic
SPCE
$475M
$17K ﹤0.01%
+60
New +$22.8K
TLT icon
822
iShares 20+ Year Treasury Bond ETF
TLT
$40.8B
$17K ﹤0.01%
109
-658
-86% -$98.1K
XYZ
823
Block Inc
XYZ
$49.9B
$17K ﹤0.01%
327
-226
-41% -$15.5K
BSCK
824
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$17K ﹤0.01%
819
– –
AEG icon
825
Aegon
AEG
$13.9B
$16K ﹤0.01%
7,127
– –
31 32
33
34 35

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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.