We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
801
DELISTED
Paramount Global Class B
PARA
$22K ﹤0.01%
547
-13
-2% -$608
PAYC icon
802
Paycom
PAYC
$9.55B
$22K ﹤0.01%
106
-725
-87% -$169K
PCEF icon
803
Invesco CEF Income Composite ETF
PCEF
$815M
$22K ﹤0.01%
1,000
– –
SLAB icon
804
Silicon Laboratories
SLAB
$7.19B
$22K ﹤0.01%
203
– –
TYL icon
805
Tyler Technologies
TYL
$13.1B
$22K ﹤0.01%
85
– –
VBR icon
806
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$22K ﹤0.01%
172
– –
XOP icon
807
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.6B
$22K ﹤0.01%
250
– –
JPS
808
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$22K ﹤0.01%
2,284
– –
XLNX
809
DELISTED
Xilinx Inc
XLNX
$22K ﹤0.01%
237
– –
ADSK icon
810
Autodesk
ADSK
$53.9B
$21K ﹤0.01%
144
+6
+4% +$934
DGX icon
811
Quest Diagnostics
DGX
$26.2B
$21K ﹤0.01%
200
– –
FLO icon
812
Flowers Foods
FLO
$1.52B
$21K ﹤0.01%
937
-95
-9% -$2.2K
FNF icon
813
Fidelity National Financial
FNF
$13.1B
$21K ﹤0.01%
497
+2
+0.4% +$83
FXG icon
814
First Trust Consumer Staples AlphaDEX Fund
FXG
$230M
$21K ﹤0.01%
439
-1,000
-69% -$46.8K
B
815
Barrick Mining
B
$67.7B
$21K ﹤0.01%
1,257
-14,601
-92% -$258K
IWN icon
816
iShares Russell 2000 Value ETF
IWN
$14.5B
$21K ﹤0.01%
181
– –
MIN
817
Aberdeen Intermediate Income Fund
MIN
$278M
$21K ﹤0.01%
5,500
– –
NUV icon
818
Nuveen Municipal Value Fund
NUV
$1.91B
$21K ﹤0.01%
2,000
– –
SKYY icon
819
First Trust Cloud Computing ETF
SKYY
$3.21B
$21K ﹤0.01%
379
– –
TWLO icon
820
Twilio
TWLO
$38.2B
$21K ﹤0.01%
+200
New +$25.9K
ABEV icon
821
Ambev
ABEV
$45.7B
$20K ﹤0.01%
4,447
-510
-10% -$2.44K
AMG icon
822
Affiliated Managers Group
AMG
$9.77B
$20K ﹤0.01%
249
-6
-2% -$501
STEX
823
Streamex Corp
STEX
$79.6M
$20K ﹤0.01%
243
– –
CATO icon
824
Cato Corp
CATO
$66.9M
$20K ﹤0.01%
1,175
– –
CCL icon
825
Carnival Corporation Ltd
CCL
$38.6B
$20K ﹤0.01%
460
+1
+0.2% +$46
31 32
33
34 35

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.