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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
801
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$22K ﹤0.01%
428
– –
NG icon
802
NovaGold Resources
NG
$3.33B
$22K ﹤0.01%
+3,800
New +$16.2K
PCEF icon
803
Invesco CEF Income Composite ETF
PCEF
$814M
$22K ﹤0.01%
1,000
– –
PRO
804
DELISTED
PROS Holdings
PRO
$22K ﹤0.01%
354
– –
VBR icon
805
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$22K ﹤0.01%
172
+2
+1% +$260
VGK icon
806
Vanguard FTSE Europe ETF
VGK
$31.4B
$22K ﹤0.01%
416
-1,039
-71% -$56.6K
MXIM
807
DELISTED
Maxim Integrated Products
MXIM
$22K ﹤0.01%
371
– –
VER
808
DELISTED
VEREIT, Inc.
VER
$22K ﹤0.01%
500
– –
CCL icon
809
Carnival Corporation Ltd
CCL
$39.7B
$21K ﹤0.01%
459
+1
+0.2% +$52
CRSP icon
810
CRISPR Therapeutics
CRSP
$5.17B
$21K ﹤0.01%
450
– –
EMN icon
811
Eastman Chemical
EMN
$8.42B
$21K ﹤0.01%
274
– –
ETR icon
812
Entergy
ETR
$50B
$21K ﹤0.01%
416
– –
HAS icon
813
Hasbro
HAS
$13.2B
$21K ﹤0.01%
202
+20
+11% +$1.97K
IWN icon
814
iShares Russell 2000 Value ETF
IWN
$14.6B
$21K ﹤0.01%
181
+156
+624% +$18.8K
MIN
815
Aberdeen Intermediate Income Fund
MIN
$278M
$21K ﹤0.01%
5,500
– –
MNST icon
816
Monster Beverage
MNST
$88.5B
$21K ﹤0.01%
680
-20
-3% -$603
OKE icon
817
Oneok
OKE
$54.5B
$21K ﹤0.01%
315
-32
-9% -$2.16K
SKYY icon
818
First Trust Cloud Computing ETF
SKYY
$3.12B
$21K ﹤0.01%
379
– –
SMFG icon
819
Sumitomo Mitsui Financial
SMFG
$164B
$21K ﹤0.01%
2,983
+1,407
+89% +$9.96K
SMOG icon
820
VanEck Low Carbon Energy ETF
SMOG
$134M
$21K ﹤0.01%
335
– –
JPS
821
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$21K ﹤0.01%
2,284
– –
SYKE
822
DELISTED
SYKES Enterprises Inc
SYKE
$21K ﹤0.01%
800
– –
NNC
823
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$21K ﹤0.01%
1,627
– –
CCK icon
824
Crown Holdings
CCK
$13.1B
$20K ﹤0.01%
+334
New +$19.5K
CWT icon
825
California Water Service
CWT
$3.12B
$20K ﹤0.01%
408
– –
31 32
33
34 35

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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.