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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHE icon
801
Chemed
CHE
$7.21B
$16K ﹤0.01%
50
– –
CRSP icon
802
CRISPR Therapeutics
CRSP
$5.21B
$16K ﹤0.01%
450
– –
EBAY icon
803
eBay
EBAY
$48B
$16K ﹤0.01%
441
+4
+0.9% +$139
IYE icon
804
iShares US Energy ETF
IYE
$1.75B
$16K ﹤0.01%
450
– –
KYN icon
805
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$16K ﹤0.01%
1,000
– –
LOPE icon
806
Grand Canyon Education
LOPE
$3.93B
$16K ﹤0.01%
141
– –
MPLX icon
807
MPLX
MPLX
$59.4B
$16K ﹤0.01%
499
+3
+0.6% +$101
PIZ icon
808
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$733M
$16K ﹤0.01%
654
– –
PRLB icon
809
Protolabs
PRLB
$2.14B
$16K ﹤0.01%
159
+24
+18% +$2.69K
SDOG icon
810
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$16K ﹤0.01%
389
+238
+158% +$10.1K
SLX icon
811
VanEck Steel ETF
SLX
$176M
$16K ﹤0.01%
402
– –
SPYG icon
812
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$16K ﹤0.01%
446
– –
TSCO icon
813
Tractor Supply
TSCO
$18B
$16K ﹤0.01%
+865
New +$15.7K
PXD
814
DELISTED
Pioneer Natural Resource Co.
PXD
$16K ﹤0.01%
108
– –
TWTR
815
DELISTED
Twitter, Inc.
TWTR
$16K ﹤0.01%
504
-200
-28% -$6.34K
FNG
816
DELISTED
AdvisorShares New Tech and Media ETF
FNG
$16K ﹤0.01%
1,025
– –
IRR
817
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$16K ﹤0.01%
3,000
– –
BDJ icon
818
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.74B
$15K ﹤0.01%
1,782
+29
+2% +$245
DAL icon
819
Delta Air Lines
DAL
$59.2B
$15K ﹤0.01%
303
-71
-19% -$3.52K
EPP icon
820
iShares MSCI Pacific ex Japan ETF
EPP
$2.27B
$15K ﹤0.01%
328
– –
FFC
821
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
$15K ﹤0.01%
800
– –
FNF icon
822
Fidelity National Financial
FNF
$13.1B
$15K ﹤0.01%
439
– –
HAS icon
823
Hasbro
HAS
$13.3B
$15K ﹤0.01%
182
+33
+22% +$2.87K
HSBC icon
824
HSBC
HSBC
$354B
$15K ﹤0.01%
398
-10
-2% -$403
IWV icon
825
iShares Russell 3000 ETF
IWV
$20.4B
$15K ﹤0.01%
91
-146
-62% -$23.4K
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.