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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPI
801
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$15K ﹤0.01%
630
– –
BBVA icon
802
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$14K ﹤0.01%
2,337
– –
BKLN icon
803
Invesco Senior Loan ETF
BKLN
$6.74B
$14K ﹤0.01%
640
– –
CHRW icon
804
C.H. Robinson
CHRW
$17.5B
$14K ﹤0.01%
+144
New +$13.5K
CNC icon
805
Centene
CNC
$32.8B
$14K ﹤0.01%
200
+102
+104% +$7.08K
DELL icon
806
Dell
DELL
$302B
$14K ﹤0.01%
549
– –
DGS icon
807
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$14K ﹤0.01%
327
– –
EPP icon
808
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$14K ﹤0.01%
328
– –
ETG
809
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$14K ﹤0.01%
800
-280
-26% -$4.96K
FINX icon
810
Global X FinTech ETF
FINX
$165M
$14K ﹤0.01%
497
– –
HCSG icon
811
Healthcare Services Group
HCSG
$1.52B
$14K ﹤0.01%
353
– –
HIW icon
812
Highwoods Properties
HIW
$3.39B
$14K ﹤0.01%
301
+1
+0.3% +$49
KMPR icon
813
Kemper
KMPR
$1.55B
$14K ﹤0.01%
180
– –
LUMN icon
814
Lumen
LUMN
$6.83B
$14K ﹤0.01%
703
+6
+0.9% +$126
MELI icon
815
Mercado Libre
MELI
$92.7B
$14K ﹤0.01%
42
+2
+5% +$677
ROL icon
816
Rollins
ROL
$17.9B
$14K ﹤0.01%
551
– –
SIRI icon
817
SiriusXM
SIRI
$9.68B
$14K ﹤0.01%
224
+200
+833% +$13.9K
VNQI icon
818
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$14K ﹤0.01%
260
– –
SSFN
819
DELISTED
Stewardship Financial Corp
SSFN
$14K ﹤0.01%
1,350
– –
AGNC icon
820
AGNC Investment
AGNC
$12.7B
$13K ﹤0.01%
697
+13
+2% +$248
BCE icon
821
BCE
BCE
$21.1B
$13K ﹤0.01%
333
+213
+178% +$8.77K
BGS icon
822
B&G Foods
BGS
$272M
$13K ﹤0.01%
490
– –
DVN icon
823
Devon Energy
DVN
$49.8B
$13K ﹤0.01%
346
+3
+0.9% +$128
EQIX icon
824
Equinix
EQIX
$103B
$13K ﹤0.01%
32
– –
GDDY icon
825
GoDaddy
GDDY
$11.5B
$13K ﹤0.01%
159
– –
31 32
33
34 35

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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.