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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPR
801
DELISTED
Spirit AeroSystems
SPR
$12K ﹤0.01%
150
– –
LLL
802
DELISTED
L3 Technologies, Inc.
LLL
$12K ﹤0.01%
62
– –
XLVS
803
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$12K ﹤0.01%
108
-46
-30% -$5.11K
DELL icon
804
Dell
DELL
$296B
$11K ﹤0.01%
549
-534
-49% -$11.5K
DFS
805
DELISTED
Discover Financial Services
DFS
$11K ﹤0.01%
166
– –
DXCM icon
806
DexCom
DXCM
$33.1B
$11K ﹤0.01%
624
– –
EGBN icon
807
Eagle Bancorp
EGBN
$843M
$11K ﹤0.01%
185
-205
-53% -$12.7K
FINX icon
808
Global X FinTech ETF
FINX
$166M
$11K ﹤0.01%
+497
New +$11.7K
HPE icon
809
Hewlett Packard
HPE
$72.4B
$11K ﹤0.01%
668
+338
+102% +$5.74K
HYLS icon
810
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$11K ﹤0.01%
241
-701
-74% -$33.8K
IMMR icon
811
Immersion
IMMR
$257M
$11K ﹤0.01%
+1,000
New +$10.1K
KB icon
812
KB Financial Group
KB
$42.4B
$11K ﹤0.01%
196
– –
LUMN icon
813
Lumen
LUMN
$6.85B
$11K ﹤0.01%
690
+60
+10% +$1.04K
PHM icon
814
Pultegroup
PHM
$24.8B
$11K ﹤0.01%
400
– –
RYAAY icon
815
Ryanair
RYAAY
$30.9B
$11K ﹤0.01%
235
– –
SLM icon
816
SLM Corp
SLM
$5.14B
$11K ﹤0.01%
1,000
– –
TECH icon
817
Bio-Techne
TECH
$11.2B
$11K ﹤0.01%
300
– –
VPL icon
818
Vanguard FTSE Pacific ETF
VPL
$8.36B
$11K ﹤0.01%
153
– –
RSX
819
DELISTED
VanEck Russia ETF
RSX
$11K ﹤0.01%
500
– –
WBC
820
DELISTED
WABCO HOLDINGS INC.
WBC
$11K ﹤0.01%
87
– –
BDCL
821
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$11K ﹤0.01%
795
– –
ISCA
822
DELISTED
International Speedway Corp
ISCA
$11K ﹤0.01%
260
– –
TFCFA
823
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$11K ﹤0.01%
313
+54
+21% +$1.99K
AA icon
824
Alcoa
AA
$13.6B
$10K ﹤0.01%
243
– –
APTV icon
825
Aptiv
APTV
$10.3B
$10K ﹤0.01%
124
+48
+63% +$4.36K
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.