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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
801
Monster Beverage
MNST
$88.4B
$11K ﹤0.01%
360
– –
MUX icon
802
McEwen Inc
MUX
$1.18B
$11K ﹤0.01%
520
– –
NVRI icon
803
Enviri
NVRI
$620M
$11K ﹤0.01%
598
– –
PGEN icon
804
Precigen
PGEN
$2.59B
$11K ﹤0.01%
1,000
– –
PGJ icon
805
Invesco Golden Dragon China ETF
PGJ
$98.8M
$11K ﹤0.01%
255
-85
-25% -$3.75K
RELX icon
806
RELX
RELX
$62B
$11K ﹤0.01%
490
– –
ROL icon
807
Rollins
ROL
$18.2B
$11K ﹤0.01%
551
-12
-2% -$245
SCZ icon
808
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$11K ﹤0.01%
175
– –
SLM icon
809
SLM Corp
SLM
$5.15B
$11K ﹤0.01%
1,000
– –
STX icon
810
Seagate
STX
$184B
$11K ﹤0.01%
273
– –
SVM
811
Silvercorp Metals
SVM
$2.53B
$11K ﹤0.01%
4,500
– –
VEEV icon
812
Veeva Systems
VEEV
$37.4B
$11K ﹤0.01%
200
-5
-2% -$294
VPL icon
813
Vanguard FTSE Pacific ETF
VPL
$8.43B
$11K ﹤0.01%
+153
New +$10.9K
XBI icon
814
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$11K ﹤0.01%
141
– –
XRAY icon
815
Dentsply Sirona
XRAY
$2.43B
$11K ﹤0.01%
172
– –
NATI
816
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
283
– –
MUH
817
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$11K ﹤0.01%
775
– –
WFT
818
DELISTED
Weatherford International plc
WFT
$11K ﹤0.01%
2,640
– –
BBP icon
819
Virtus Biotech ETF
BBP
$100M
$10K ﹤0.01%
253
– –
BHF icon
820
Brighthouse Financial
BHF
$3.49B
$10K ﹤0.01%
+174
New +$10.3K
CHY
821
Calamos Convertible and High Income Fund
CHY
$1.06B
$10K ﹤0.01%
880
– –
CRSP icon
822
CRISPR Therapeutics
CRSP
$5.17B
$10K ﹤0.01%
450
– –
ETR icon
823
Entergy
ETR
$50B
$10K ﹤0.01%
254
– –
FSM icon
824
Fortuna Silver Mines
FSM
$3.07B
$10K ﹤0.01%
2,055
– –
LBRDK icon
825
Liberty Broadband Class C
LBRDK
$5.15B
$10K ﹤0.01%
123
-15
-11% -$1.33K
31 32
33
34 35

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
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RFA
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CCT
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C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.