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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
801
DELISTED
Marathon Oil Corporation
MRO
$11K ﹤0.01%
850
-14
-2% -$166
RSX
802
DELISTED
VanEck Russia ETF
RSX
$11K ﹤0.01%
500
– –
LLL
803
DELISTED
L3 Technologies, Inc.
LLL
$11K ﹤0.01%
62
– –
WFT
804
DELISTED
Weatherford International plc
WFT
$11K ﹤0.01%
2,640
– –
ATHN
805
DELISTED
Athenahealth, Inc.
ATHN
$11K ﹤0.01%
92
– –
BSCI
806
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
520
– –
GGP
807
DELISTED
GGP Inc.
GGP
$11K ﹤0.01%
517
– –
HR
808
DELISTED
Healthcare Realty Trust Incorporated
HR
$11K ﹤0.01%
364
– –
BBP icon
809
Virtus Biotech ETF
BBP
$100M
$10K ﹤0.01%
253
– –
CHE icon
810
Chemed
CHE
$7.22B
$10K ﹤0.01%
50
-18
-26% -$3.54K
CHY
811
Calamos Convertible and High Income Fund
CHY
$1.06B
$10K ﹤0.01%
880
– –
CNP icon
812
CenterPoint Energy
CNP
$26.8B
$10K ﹤0.01%
347
– –
DFS
813
DELISTED
Discover Financial Services
DFS
$10K ﹤0.01%
166
-200
-55% -$12.1K
ETR icon
814
Entergy
ETR
$50B
$10K ﹤0.01%
254
– –
EXK
815
Endeavour Silver
EXK
$2.83B
$10K ﹤0.01%
+4,150
New +$10.7K
JHI
816
John Hancock Investors Trust
JHI
$117M
$10K ﹤0.01%
554
+10
+2% +$181
LKQ icon
817
LKQ Corp
LKQ
$6.29B
$10K ﹤0.01%
281
– –
MUX icon
818
McEwen Inc
MUX
$1.18B
$10K ﹤0.01%
+520
New +$12.7K
NWS icon
819
News Corp Class B
NWS
$17.5B
$10K ﹤0.01%
775
– –
PEY icon
820
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$10K ﹤0.01%
610
– –
PHM icon
821
Pultegroup
PHM
$25.3B
$10K ﹤0.01%
400
– –
SCZ icon
822
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$10K ﹤0.01%
175
-277
-61% -$16.6K
USO icon
823
United States Oil Fund
USO
$1.84B
$10K ﹤0.01%
+125
New +$9.85K
WSBC icon
824
WesBanco
WSBC
$4B
$10K ﹤0.01%
251
– –
XRAY icon
825
Dentsply Sirona
XRAY
$2.43B
$10K ﹤0.01%
172
+14
+9% +$832
31 32
33
34 35

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.