CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PNR icon
801
Pentair
PNR
$17.9B
$12K ﹤0.01%
281
– –
SMFG icon
802
Sumitomo Mitsui Financial
SMFG
$108B
$12K ﹤0.01%
1,576
-256
-14% -$1.95K
VEEV icon
803
Veeva Systems
VEEV
$45B
$12K ﹤0.01%
205
-20
-9% -$1.17K
MXIM
804
DELISTED
Maxim Integrated Products
MXIM
$12K ﹤0.01%
+287
New +$12K
MUH
805
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$12K ﹤0.01%
775
– –
SSFN
806
DELISTED
Stewardship Financial Corp
SSFN
$12K ﹤0.01%
1,350
– –
ATHN
807
DELISTED
Athenahealth, Inc.
ATHN
$12K ﹤0.01%
92
-11
-11% -$1.44K
GGP
808
DELISTED
GGP Inc.
GGP
$12K ﹤0.01%
517
– –
HR
809
DELISTED
Healthcare Realty Trust Incorporated
HR
$12K ﹤0.01%
364
– –
AA icon
810
Alcoa
AA
$8.01B
$11K ﹤0.01%
353
-35
-9% -$1.09K
BBWI icon
811
Bath & Body Works
BBWI
$5.81B
$11K ﹤0.01%
262
– –
BMA icon
812
Banco Macro
BMA
$3.03B
$11K ﹤0.01%
122
-29
-19% -$2.62K
DXCM icon
813
DexCom
DXCM
$29.8B
$11K ﹤0.01%
624
– –
LULU icon
814
lululemon athletica
LULU
$19.4B
$11K ﹤0.01%
200
– –
QSR icon
815
Restaurant Brands International
QSR
$20.3B
$11K ﹤0.01%
191
-38
-17% -$2.19K
REG icon
816
Regency Centers
REG
$13.1B
$11K ﹤0.01%
177
– –
SLM icon
817
SLM Corp
SLM
$6.01B
$11K ﹤0.01%
1,000
– –
SRE icon
818
Sempra
SRE
$53.5B
$11K ﹤0.01%
200
– –
TRN icon
819
Trinity Industries
TRN
$2.28B
$11K ﹤0.01%
556
– –
ZTS icon
820
Zoetis
ZTS
$66.2B
$11K ﹤0.01%
179
-79
-31% -$4.86K
SFE
821
DELISTED
Safeguard Scientifics, Inc.
SFE
$11K ﹤0.01%
1,000
– –
WBC
822
DELISTED
WABCO HOLDINGS INC.
WBC
$11K ﹤0.01%
87
-5
-5% -$632
BSCI
823
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
520
– –
WES
824
DELISTED
Western Gas Partners Lp
WES
$11K ﹤0.01%
200
– –
AMX icon
825
America Movil
AMX
$59.6B
$10K ﹤0.01%
633
-143
-18% -$2.26K
31 32
33
34 35