We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
801
Pentair
PNR
$10.9B
$12K ﹤0.01%
281
– –
SMFG icon
802
Sumitomo Mitsui Financial
SMFG
$158B
$12K ﹤0.01%
1,576
-256
-14% -$1.9K
VEEV icon
803
Veeva Systems
VEEV
$34.4B
$12K ﹤0.01%
205
-20
-9% -$1.16K
MXIM
804
DELISTED
Maxim Integrated Products
MXIM
$12K ﹤0.01%
+287
New +$13.2K
MUH
805
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$12K ﹤0.01%
775
– –
SSFN
806
DELISTED
Stewardship Financial Corp
SSFN
$12K ﹤0.01%
1,350
– –
ATHN
807
DELISTED
Athenahealth, Inc.
ATHN
$12K ﹤0.01%
92
-11
-11% -$1.37K
GGP
808
DELISTED
GGP Inc.
GGP
$12K ﹤0.01%
517
– –
HR
809
DELISTED
Healthcare Realty Trust Incorporated
HR
$12K ﹤0.01%
364
– –
AA icon
810
Alcoa
AA
$12.4B
$11K ﹤0.01%
353
-35
-9% -$1.14K
BBWI icon
811
Bath & Body Works
BBWI
$4.24B
$11K ﹤0.01%
262
– –
BMA icon
812
Banco Macro
BMA
$5.84B
$11K ﹤0.01%
122
-29
-19% -$2.55K
DXCM icon
813
DexCom
DXCM
$32.8B
$11K ﹤0.01%
624
– –
LULU icon
814
lululemon athletica
LULU
$14B
$11K ﹤0.01%
200
– –
QSR icon
815
Restaurant Brands International
QSR
$25.6B
$11K ﹤0.01%
191
-38
-17% -$2.24K
REG icon
816
Regency Centers
REG
$14.5B
$11K ﹤0.01%
177
– –
SLM icon
817
SLM Corp
SLM
$5.24B
$11K ﹤0.01%
1,000
– –
SRE icon
818
Sempra
SRE
$56.6B
$11K ﹤0.01%
200
– –
TRN icon
819
Trinity Industries
TRN
$2.55B
$11K ﹤0.01%
556
– –
ZTS icon
820
Zoetis
ZTS
$31.9B
$11K ﹤0.01%
179
-79
-31% -$4.67K
SFE
821
DELISTED
Safeguard Scientifics, Inc.
SFE
$11K ﹤0.01%
1,000
– –
WBC
822
DELISTED
WABCO HOLDINGS INC.
WBC
$11K ﹤0.01%
87
-5
-5% -$598
BSCI
823
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
520
– –
WES
824
DELISTED
Western Gas Partners Lp
WES
$11K ﹤0.01%
200
– –
AMX icon
825
America Movil
AMX
$74.7B
$10K ﹤0.01%
633
-143
-18% -$2.22K
31 32
33
34 35

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.