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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGJ icon
801
Invesco Golden Dragon China ETF
PGJ
$98.7M
$11K ﹤0.01%
340
– –
PNR icon
802
Pentair
PNR
$11B
$11K ﹤0.01%
281
– –
REG icon
803
Regency Centers
REG
$14.1B
$11K ﹤0.01%
+177
New +$12.1K
RELX icon
804
RELX
RELX
$62B
$11K ﹤0.01%
579
– –
ROP icon
805
Roper Technologies
ROP
$39.8B
$11K ﹤0.01%
54
– –
SRE icon
806
Sempra
SRE
$54.8B
$11K ﹤0.01%
200
+84
+72% +$4.46K
TCPC icon
807
BlackRock TCP Capital
TCPC
$345M
$11K ﹤0.01%
650
– –
TNK icon
808
Teekay Tankers
TNK
$2.68B
$11K ﹤0.01%
720
– –
TNL icon
809
Travel + Leisure Co
TNL
$4.7B
$11K ﹤0.01%
310
– –
UAA icon
810
Under Armour
UAA
$2.6B
$11K ﹤0.01%
568
-689
-55% -$16.1K
VEEV icon
811
Veeva Systems
VEEV
$37.4B
$11K ﹤0.01%
225
– –
XLI icon
812
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$11K ﹤0.01%
170
– –
QVCGA
813
DELISTED
QVC Group Inc Series A
QVCGA
$11K ﹤0.01%
12
– –
TWTR
814
DELISTED
Twitter, Inc.
TWTR
$11K ﹤0.01%
799
+85
+12% +$1.38K
MNDT
815
DELISTED
Mandiant, Inc. Common Stock
MNDT
$11K ﹤0.01%
943
+707
+300% +$8.43K
SSFN
816
DELISTED
Stewardship Financial Corp
SSFN
$11K ﹤0.01%
1,350
-530
-28% -$4.91K
ATHN
817
DELISTED
Athenahealth, Inc.
ATHN
$11K ﹤0.01%
103
– –
BSCI
818
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11K ﹤0.01%
520
– –
YHOO
819
DELISTED
Yahoo Inc
YHOO
$11K ﹤0.01%
250
– –
GGP
820
DELISTED
GGP Inc.
GGP
$11K ﹤0.01%
517
– –
HR
821
DELISTED
Healthcare Realty Trust Incorporated
HR
$11K ﹤0.01%
364
– –
ABEV icon
822
Ambev
ABEV
$46.4B
$10K ﹤0.01%
1,751
– –
AMX icon
823
America Movil
AMX
$71.2B
$10K ﹤0.01%
776
+355
+84% +$4.63K
AVNS
824
DELISTED
Avanos Medical
AVNS
$10K ﹤0.01%
274
– –
CGNX icon
825
Cognex
CGNX
$11.3B
$10K ﹤0.01%
256
– –
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.