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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
801
Travel + Leisure Co
TNL
$4.7B
$10K ﹤0.01%
310
– –
XLI icon
802
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$10K ﹤0.01%
170
– –
RSX
803
DELISTED
VanEck Russia ETF
RSX
$10K ﹤0.01%
+500
New +$9.69K
MNK
804
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$10K ﹤0.01%
206
-125
-38% -$7.36K
LM
805
DELISTED
Legg Mason, Inc.
LM
$10K ﹤0.01%
342
– –
ATHN
806
DELISTED
Athenahealth, Inc.
ATHN
$10K ﹤0.01%
103
– –
BSCH
807
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$10K ﹤0.01%
485
– –
FTR
808
DELISTED
Frontier Communications Corp.
FTR
$10K ﹤0.01%
210
-54
-20% -$2.96K
AAL icon
809
American Airlines Group
AAL
$10.6B
$9K ﹤0.01%
196
– –
BMA icon
810
Banco Macro
BMA
$5.35B
$9K ﹤0.01%
151
– –
ENOV icon
811
Enovis
ENOV
$1.53B
$9K ﹤0.01%
148
+8
+6% +$473
EQT icon
812
EQT Corp
EQT
$32.3B
$9K ﹤0.01%
276
– –
ETR icon
813
Entergy
ETR
$50B
$9K ﹤0.01%
254
-204
-45% -$7.31K
FIVE icon
814
Five Below
FIVE
$13.5B
$9K ﹤0.01%
243
– –
HALO icon
815
Halozyme
HALO
$12.2B
$9K ﹤0.01%
1,000
– –
LKQ icon
816
LKQ Corp
LKQ
$6.29B
$9K ﹤0.01%
311
– –
MD icon
817
Pediatrix Medical
MD
$2.2B
$9K ﹤0.01%
142
– –
MIDD icon
818
Middleby
MIDD
$6.08B
$9K ﹤0.01%
73
– –
NWS icon
819
News Corp Class B
NWS
$17.5B
$9K ﹤0.01%
775
– –
PGJ icon
820
Invesco Golden Dragon China ETF
PGJ
$98.7M
$9K ﹤0.01%
+340
New +$10.7K
ROL icon
821
Rollins
ROL
$18.2B
$9K ﹤0.01%
630
– –
ROP icon
822
Roper Technologies
ROP
$39.8B
$9K ﹤0.01%
54
– –
SHG icon
823
Shinhan Financial Group
SHG
$35.6B
$9K ﹤0.01%
249
– –
VEEV icon
824
Veeva Systems
VEEV
$37.4B
$9K ﹤0.01%
225
– –
WCC
825
WESCO International
WCC
$17.7B
$9K ﹤0.01%
150
– –
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.