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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLTC
801
DELISTED
Linear Technology Corp
LLTC
$9K ﹤0.01%
208
-300
-59% -$12.7K
GM.WS.A
802
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$9K ﹤0.01%
435
+326
+299% +$6.66K
AAL icon
803
American Airlines Group
AAL
$10.6B
$8K ﹤0.01%
196
– –
ANSS
804
DELISTED
Ansys
ANSS
$8K ﹤0.01%
100
– –
AZO icon
805
AutoZone
AZO
$51.1B
$8K ﹤0.01%
11
+1
+10% +$756
BBVA icon
806
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$8K ﹤0.01%
1,293
-28
-2% -$178
BGY icon
807
BlackRock Enhanced International Dividend Trust
BGY
$529M
$8K ﹤0.01%
+1,399
New +$7.97K
CME icon
808
CME Group
CME
$94.8B
$8K ﹤0.01%
87
-97
-53% -$8.82K
CQP icon
809
Cheniere Energy
CQP
$31.3B
$8K ﹤0.01%
+308
New +$7.69K
ESS icon
810
Essex Property Trust
ESS
$18.5B
$8K ﹤0.01%
38
– –
FLR icon
811
Fluor
FLR
$7.96B
$8K ﹤0.01%
158
– –
FNF icon
812
Fidelity National Financial
FNF
$13.5B
$8K ﹤0.01%
349
+26
+8% +$582
HRB icon
813
H&R Block
HRB
$5.86B
$8K ﹤0.01%
318
– –
IYK icon
814
iShares US Consumer Staples ETF
IYK
$1.43B
$8K ﹤0.01%
222
– –
KB icon
815
KB Financial Group
KB
$43.5B
$8K ﹤0.01%
309
+256
+483% +$6.54K
LBRDK icon
816
Liberty Broadband Class C
LBRDK
$5.15B
$8K ﹤0.01%
142
– –
LBTYA icon
817
Liberty Global Class A
LBTYA
$3.6B
$8K ﹤0.01%
250
-113
-31% -$3.56K
PAA icon
818
Plains All American Pipeline
PAA
$16.1B
$8K ﹤0.01%
415
+173
+71% +$3.64K
SHG icon
819
Shinhan Financial Group
SHG
$35.6B
$8K ﹤0.01%
250
+206
+468% +$6.73K
UNIT
820
Uniti Group
UNIT
$2.32B
$8K ﹤0.01%
404
-20
-5% -$387
VRSN icon
821
VeriSign
VRSN
$26.6B
$8K ﹤0.01%
94
-11
-10% -$899
WCC
822
WESCO International
WCC
$17.7B
$8K ﹤0.01%
150
– –
VWTR
823
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$8K ﹤0.01%
875
– –
VER
824
DELISTED
VEREIT, Inc.
VER
$8K ﹤0.01%
200
– –
S
825
DELISTED
Sprint Corporation
S
$8K ﹤0.01%
2,389
– –
31 32
33
34 35

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RFA
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CCT
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.