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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNF icon
801
Fidelity National Financial
FNF
$13.5B
$7K ﹤0.01%
323
+39
+14% +$952
HHH icon
802
Howard Hughes
HHH
$4.03B
$7K ﹤0.01%
66
+15
+29% +$1.73K
PPLI
803
People Inc
PPLI
$3.1B
$7K ﹤0.01%
716
– –
LBRDK icon
804
Liberty Broadband Class C
LBRDK
$5.15B
$7K ﹤0.01%
142
-146
-51% -$7.74K
MIDD icon
805
Middleby
MIDD
$6.08B
$7K ﹤0.01%
73
– –
MMS icon
806
Maximus
MMS
$3.1B
$7K ﹤0.01%
129
-49
-28% -$2.95K
MMT
807
Aberdeen Multi-Market Income Fund
MMT
$243M
$7K ﹤0.01%
1,326
+1,000
+307% +$5.69K
NEOG icon
808
Neogen
NEOG
$2.5B
$7K ﹤0.01%
363
– –
PHM icon
809
Pultegroup
PHM
$25.3B
$7K ﹤0.01%
400
– –
ROL icon
810
Rollins
ROL
$18.2B
$7K ﹤0.01%
630
– –
SA
811
Seabridge Gold
SA
$3.35B
$7K ﹤0.01%
+950
New +$7.46K
SONY icon
812
Sony
SONY
$138B
$7K ﹤0.01%
+1,450
New +$7.68K
SPR
813
DELISTED
Spirit AeroSystems
SPR
$7K ﹤0.01%
+150
New +$7.66K
TECH icon
814
Bio-Techne
TECH
$11.3B
$7K ﹤0.01%
340
– –
UNIT
815
Uniti Group
UNIT
$2.32B
$7K ﹤0.01%
424
-24
-5% -$462
PDCO
816
DELISTED
Patterson Companies, Inc.
PDCO
$7K ﹤0.01%
158
– –
VER
817
DELISTED
VEREIT, Inc.
VER
$7K ﹤0.01%
200
– –
ABCO
818
DELISTED
Advisory Board Co
ABCO
$7K ﹤0.01%
160
– –
A icon
819
Agilent Technologies
A
$41.2B
$6K ﹤0.01%
152
– –
BLKB icon
820
Blackbaud
BLKB
$2.08B
$6K ﹤0.01%
100
– –
CNP icon
821
CenterPoint Energy
CNP
$26.8B
$6K ﹤0.01%
347
– –
DAL icon
822
Delta Air Lines
DAL
$60.1B
$6K ﹤0.01%
128
-10
-7% -$494
GRFS
823
Grifois
GRFS
$5.4B
$6K ﹤0.01%
+378
New +$6.38K
HYG icon
824
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$6K ﹤0.01%
81
+8
+11% +$665
IEI icon
825
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$6K ﹤0.01%
53
– –
31 32
33
34 35

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.