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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVE icon
801
Five Below
FIVE
$13.5B
$6K ﹤0.01%
183
+82
+81% +$2.98K
FLS icon
802
Flowserve
FLS
$10.2B
$6K ﹤0.01%
150
– –
FNF icon
803
Fidelity National Financial
FNF
$13.5B
$6K ﹤0.01%
284
+91
+47% +$2.38K
HHH icon
804
Howard Hughes
HHH
$4.03B
$6K ﹤0.01%
51
– –
HRI icon
805
Herc Holdings
HRI
$5.61B
$6K ﹤0.01%
115
– –
HYG icon
806
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$6K ﹤0.01%
73
+8
+12% +$693
IDLV icon
807
Invesco S&P International Developed Low Volatility ETF
IDLV
$348M
$6K ﹤0.01%
+207
New +$6.15K
IEI icon
808
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$6K ﹤0.01%
53
– –
LBRDA icon
809
Liberty Broadband Class A
LBRDA
$5.16B
$6K ﹤0.01%
115
-7
-6% -$378
MGEE icon
810
MGE Energy Inc
MGEE
$3.08B
$6K ﹤0.01%
+150
New +$5.93K
MHK icon
811
Mohawk Industries
MHK
$9.22B
$6K ﹤0.01%
31
-1
-3% -$198
MOO icon
812
VanEck Agribusiness ETF
MOO
$973M
$6K ﹤0.01%
125
– –
NEOG icon
813
Neogen
NEOG
$2.5B
$6K ﹤0.01%
363
+51
+16% +$1K
NVRI icon
814
Enviri
NVRI
$620M
$6K ﹤0.01%
598
– –
OMC icon
815
Omnicom Group
OMC
$23.4B
$6K ﹤0.01%
87
+27
+45% +$1.89K
PHI icon
816
PLDT
PHI
$4.33B
$6K ﹤0.01%
140
+25
+22% +$1.42K
PPL
817
PPL Corp
PPL
$26.7B
$6K ﹤0.01%
194
+94
+94% +$2.94K
QSR icon
818
Restaurant Brands International
QSR
$25.8B
$6K ﹤0.01%
178
-4
-2% -$159
RELX icon
819
RELX
RELX
$62B
$6K ﹤0.01%
+351
New +$5.86K
TDG icon
820
TransDigm Group
TDG
$67.7B
$6K ﹤0.01%
30
+11
+58% +$2.52K
TFI icon
821
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$6K ﹤0.01%
134
– –
WCC
822
WESCO International
WCC
$17.7B
$6K ﹤0.01%
150
– –
CLR
823
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$6K ﹤0.01%
190
– –
WAIR
824
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$6K ﹤0.01%
500
– –
EHIC
825
DELISTED
eHi Car Services Limited
EHIC
$6K ﹤0.01%
500
– –
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.