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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
801
ITT
ITT
$19.1B
– –
-950
Closed -$41K
JPC icon
802
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
– –
-38
Closed –
KDP icon
803
Keurig Dr Pepper
KDP
$40.8B
– –
-99
Closed -$6K
KIM icon
804
Kimco Realty
KIM
$16.4B
– –
-24
Closed –
KKR icon
805
KKR & Co
KKR
$92.3B
– –
-4,000
Closed -$87K
KN icon
806
Knowles
KN
$3.34B
$0 ﹤0.01%
21
-112
-84% -$2.32K
KR icon
807
Kroger
KR
$34.8B
– –
-700
Closed -$20K
LEN icon
808
Lennar Class A
LEN
$21.2B
– –
-216
Closed -$9K
LGIH icon
809
LGI Homes
LGIH
$1.4B
– –
-3,000
Closed -$54K
LINC icon
810
Lincoln Educational Services
LINC
$1.3B
– –
-200
Closed –
LRFC
811
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-7,550
Closed -$823K
M icon
812
Macy's
M
$6.68B
– –
-265
Closed -$15K
MDY icon
813
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-30
Closed -$7K
MLM icon
814
Martin Marietta Materials
MLM
$33B
– –
-1,200
Closed -$150K
MLR icon
815
Miller Industries
MLR
$619M
– –
-20
Closed –
MT icon
816
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
+3
New +$83
MUR icon
817
Murphy Oil
MUR
$4.78B
$0 ﹤0.01%
2
– –
NAT icon
818
Nordic American Tanker
NAT
$1.37B
– –
-2,037
Closed -$16K
NAVI icon
819
Navient
NAVI
$853M
– –
-1,000
Closed -$20K
NBR icon
820
Nabors Industries
NBR
$1.21B
– –
-6
Closed -$5K
NCLH icon
821
Norwegian Cruise Line
NCLH
$8.84B
– –
-264
Closed -$10K
NI icon
822
NiSource
NI
$20.4B
– –
-7,750
Closed -$129K
NKSH icon
823
National Bankshares
NKSH
$268M
– –
-3,500
Closed -$110K
NOC icon
824
Northrop Grumman
NOC
$81.2B
– –
-13
Closed -$1K
NRG icon
825
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
3
-41
-93% -$1.21K
31 32
33
34 35

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.