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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
E icon
801
ENI
E
$78.6B
$2K ﹤0.01%
40
– –
ENB icon
802
Enbridge
ENB
$113B
$2K ﹤0.01%
33
– –
GGN
803
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$801M
$2K ﹤0.01%
200
– –
GME icon
804
GameStop
GME
$8.63B
$2K ﹤0.01%
208
-20
-9% -$196
HII icon
805
Huntington Ingalls Industries
HII
$12.7B
$2K ﹤0.01%
17
– –
HL icon
806
Hecla Mining
HL
$10.7B
$2K ﹤0.01%
509
– –
HST icon
807
Host Hotels & Resorts
HST
$16B
$2K ﹤0.01%
101
– –
HYT icon
808
BlackRock Corporate High Yield Fund
HYT
$1.37B
$2K ﹤0.01%
161
– –
IDX icon
809
VanEck Indonesia Index ETF
IDX
$36.4M
$2K ﹤0.01%
+90
New +$2.29K
ILF icon
810
iShares Latin America 40 ETF
ILF
$3.8B
$2K ﹤0.01%
65
-19
-23% -$728
IMNN icon
811
Imunon
IMNN
$6.64M
– –
0
– –
LYV icon
812
Live Nation Entertainment
LYV
$42.3B
$2K ﹤0.01%
95
– –
NOC icon
813
Northrop Grumman
NOC
$80.7B
$2K ﹤0.01%
13
– –
NRG icon
814
NRG Energy
NRG
$25.1B
$2K ﹤0.01%
49
– –
PBPB
815
DELISTED
Potbelly
PBPB
$2K ﹤0.01%
150
– –
PCAR icon
816
PACCAR
PCAR
$69.5B
$2K ﹤0.01%
56
-112
-67% -$4.78K
RIG icon
817
Transocean
RIG
$5.71B
$2K ﹤0.01%
38
-337
-90% -$14.3K
RYN icon
818
Rayonier
RYN
$6.45B
$2K ﹤0.01%
51
-17
-25% -$533
SKM icon
819
SK Telecom
SKM
$13.7B
$2K ﹤0.01%
42
– –
SMP icon
820
Standard Motor Products
SMP
$879M
$2K ﹤0.01%
40
– –
TKR icon
821
Timken Company
TKR
$8.92B
$2K ﹤0.01%
43
– –
TRI icon
822
Thomson Reuters
TRI
$43.7B
$2K ﹤0.01%
49
– –
VSS icon
823
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.7B
$2K ﹤0.01%
20
– –
XRX icon
824
Xerox
XRX
$424M
$2K ﹤0.01%
76
– –
ONIT
825
Onity Group
ONIT
$311M
$2K ﹤0.01%
4
– –
31 32
33
34 35

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.