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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVTX icon
776
Travere Therapeutics
TVTX
$5.68B
$49K ﹤0.01%
2,000
– –
CPRT icon
777
Copart
CPRT
$27.2B
$48K ﹤0.01%
1,800
+12
+0.7% +$338
NOBL icon
778
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$48K ﹤0.01%
1,112
+10
+0.9% +$411
SCHG icon
779
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
$48K ﹤0.01%
2,992
– –
AVA icon
780
Avista
AVA
$3.22B
$47K ﹤0.01%
1,000
– –
CP icon
781
Canadian Pacific Kansas City
CP
$80.8B
$47K ﹤0.01%
625
– –
DMO
782
Western Asset Mortgage Opportunity Fund
DMO
$120M
$47K ﹤0.01%
3,219
– –
EOG icon
783
EOG Resources
EOG
$75.2B
$47K ﹤0.01%
653
-744
-53% -$47.5K
JPC icon
784
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$47K ﹤0.01%
5,000
– –
STAA icon
785
STAAR Surgical
STAA
$1.24B
$47K ﹤0.01%
446
+306
+219% +$30.6K
WRB icon
786
W.R. Berkley
WRB
$26B
$47K ﹤0.01%
1,427
+27
+2% +$833
BNS icon
787
Scotiabank
BNS
$108B
$46K ﹤0.01%
750
– –
DOC icon
788
Healthpeak Properties
DOC
$14.1B
$46K ﹤0.01%
1,460
– –
FOF icon
789
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$46K ﹤0.01%
3,500
– –
TD icon
790
Toronto Dominion Bank
TD
$201B
$46K ﹤0.01%
714
– –
VRSK icon
791
Verisk Analytics
VRSK
$23.6B
$46K ﹤0.01%
264
– –
AIVL icon
792
WisdomTree US AI Enhanced Value Fund
AIVL
$434M
$45K ﹤0.01%
485
– –
APTV icon
793
Aptiv
APTV
$10.3B
$45K ﹤0.01%
333
+69
+26% +$10K
IGIB icon
794
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$45K ﹤0.01%
772
– –
LFUS icon
795
Littelfuse
LFUS
$11.5B
$45K ﹤0.01%
173
– –
NXTG icon
796
First Trust Indxx NextG ETF
NXTG
$562M
$45K ﹤0.01%
620
– –
QINT icon
797
American Century Quality Diversified International ETF
QINT
$693M
$45K ﹤0.01%
+912
New +$45.2K
CTSH icon
798
Cognizant
CTSH
$26.4B
$44K ﹤0.01%
572
+25
+5% +$1.93K
FINX icon
799
Global X FinTech ETF
FINX
$166M
$44K ﹤0.01%
1,000
-490
-33% -$23K
ILCG icon
800
iShares Morningstar Growth ETF
ILCG
$3.25B
$44K ﹤0.01%
775
– –
30 31
32
33 34

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.