We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOL icon
776
WisdomTree True Developed International Fund
DOL
$848M
$20K ﹤0.01%
552
-1,880
-77% -$83.2K
EWJ icon
777
iShares MSCI Japan ETF
EWJ
$23.2B
$20K ﹤0.01%
418
– –
FDL icon
778
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.98B
$20K ﹤0.01%
910
– –
FDS icon
779
Factset
FDS
$10.2B
$20K ﹤0.01%
77
– –
SKYY icon
780
First Trust Cloud Computing ETF
SKYY
$3.38B
$20K ﹤0.01%
379
– –
TDC icon
781
Teradata
TDC
$2.57B
$20K ﹤0.01%
1,012
+1,000
+8,333% +$23K
UTG icon
782
Reaves Utility Income Fund
UTG
$3.69B
$20K ﹤0.01%
726
– –
VXUS icon
783
Vanguard Total International Stock ETF
VXUS
$164B
$20K ﹤0.01%
496
-8,737
-95% -$444K
MRO
784
DELISTED
Marathon Oil Corporation
MRO
$20K ﹤0.01%
6,255
+59
+1% +$544
ABB
785
DELISTED
ABB Ltd
ABB
$20K ﹤0.01%
1,179
– –
ADRE
786
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$20K ﹤0.01%
600
– –
CRSP icon
787
CRISPR Therapeutics
CRSP
$5.22B
$19K ﹤0.01%
450
– –
ELD icon
788
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$19K ﹤0.01%
649
– –
FMAT icon
789
Fidelity MSCI Materials Index ETF
FMAT
$610M
$19K ﹤0.01%
+779
New +$23.7K
HIW icon
790
Highwoods Properties
HIW
$3.51B
$19K ﹤0.01%
550
-212
-28% -$9.69K
MIN
791
Aberdeen Intermediate Income Fund
MIN
$280M
$19K ﹤0.01%
5,500
– –
NUV icon
792
Nuveen Municipal Value Fund
NUV
$1.9B
$19K ﹤0.01%
2,000
– –
OBOR icon
793
Kraneshares MSCI One Belt One Road Index ETF
OBOR
$4.13M
$19K ﹤0.01%
1,085
– –
PSLV icon
794
Sprott Physical Silver Trust
PSLV
$13.3B
$19K ﹤0.01%
3,750
-541
-13% -$3.33K
QYLD icon
795
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.29B
$19K ﹤0.01%
1,025
– –
SLM icon
796
SLM Corp
SLM
$5.22B
$19K ﹤0.01%
2,676
-104
-4% -$1K
SQQQ icon
797
ProShares UltraPro Short QQQ
SQQQ
$1.67B
$19K ﹤0.01%
+2
New +$26.2K
TDG icon
798
TransDigm Group
TDG
$68.9B
$19K ﹤0.01%
62
– –
AFG icon
799
American Financial Group
AFG
$12.1B
$18K ﹤0.01%
270
– –
EBAY icon
800
eBay
EBAY
$46.5B
$18K ﹤0.01%
615
-1,411
-70% -$49.1K
30 31
32
33 34

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.