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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
776
DELISTED
Kellanova
K
$24K ﹤0.01%
485
+213
+78% +$11.3K
PHG icon
777
Philips
PHG
$26.1B
$24K ﹤0.01%
702
-17
-2% -$546
PSLV icon
778
Sprott Physical Silver Trust
PSLV
$13.2B
$24K ﹤0.01%
4,291
+541
+14% +$2.92K
SLM icon
779
SLM Corp
SLM
$5.15B
$24K ﹤0.01%
2,487
+1,482
+147% +$14.7K
FLXN
780
DELISTED
Flexion Therapeutics, Inc.
FLXN
$24K ﹤0.01%
2,000
– –
BPL
781
DELISTED
Buckeye Partners, L.P.
BPL
$24K ﹤0.01%
600
– –
CHL
782
DELISTED
China Mobile Limited
CHL
$24K ﹤0.01%
551
-222
-29% -$10.3K
ABEV icon
783
Ambev
ABEV
$46.4B
$23K ﹤0.01%
4,957
+95
+2% +$426
AMG icon
784
Affiliated Managers Group
AMG
$9.76B
$23K ﹤0.01%
255
+249
+4,150% +$24.4K
AXTA icon
785
Axalta
AXTA
$8.17B
$23K ﹤0.01%
+787
New +$20.9K
AYI icon
786
Acuity Brands
AYI
$10.8B
$23K ﹤0.01%
171
+25
+17% +$3.44K
NWS icon
787
News Corp Class B
NWS
$17.5B
$23K ﹤0.01%
1,653
+878
+113% +$10.9K
PBW icon
788
Invesco WilderHill Clean Energy ETF
PBW
$429M
$23K ﹤0.01%
792
– –
CSF
789
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$23K ﹤0.01%
617
-1,598
-72% -$62.3K
MDR
790
DELISTED
McDermott International
MDR
$23K ﹤0.01%
2,460
-290
-11% -$2.32K
BSCJ
791
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$23K ﹤0.01%
1,092
-675
-38% -$14.2K
ADRE
792
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$23K ﹤0.01%
600
– –
BSCK
793
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$23K ﹤0.01%
1,089
– –
ADSK icon
794
Autodesk
ADSK
$52.6B
$22K ﹤0.01%
138
+7
+5% +$1.18K
STEX
795
Streamex Corp
STEX
$83M
$22K ﹤0.01%
243
– –
CGW icon
796
Invesco S&P Global Water Index ETF
CGW
$1.08B
$22K ﹤0.01%
589
– –
DEM icon
797
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$22K ﹤0.01%
506
– –
ELD icon
798
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$22K ﹤0.01%
649
– –
GDX icon
799
VanEck Gold Miners ETF
GDX
$27.4B
$22K ﹤0.01%
897
+682
+317% +$15K
KARS icon
800
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.2M
$22K ﹤0.01%
1,115
-800
-42% -$16.4K
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.