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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNIT
776
Uniti Group
UNIT
$2.27B
$19K ﹤0.01%
1,700
+720
+73% +$10.5K
MXIM
777
DELISTED
Maxim Integrated Products
MXIM
$19K ﹤0.01%
371
– –
BSJJ
778
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$19K ﹤0.01%
809
+84
+12% +$2.01K
ADI icon
779
Analog Devices
ADI
$188B
$18K ﹤0.01%
176
– –
CBRE icon
780
CBRE Group
CBRE
$42.1B
$18K ﹤0.01%
370
+1
+0.3% +$47
DGX icon
781
Quest Diagnostics
DGX
$26.2B
$18K ﹤0.01%
202
-23
-10% -$1.99K
ICE icon
782
Intercontinental Exchange
ICE
$85.2B
$18K ﹤0.01%
238
-230
-49% -$17.2K
IDLV icon
783
Invesco S&P International Developed Low Volatility ETF
IDLV
$344M
$18K ﹤0.01%
557
– –
IYT icon
784
iShares US Transportation ETF
IYT
$2.27B
$18K ﹤0.01%
404
– –
JNK icon
785
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.3B
$18K ﹤0.01%
175
+2
+1% +$212
KMX icon
786
CarMax
KMX
$8.38B
$18K ﹤0.01%
270
– –
NTRS icon
787
Northern Trust
NTRS
$34.4B
$18K ﹤0.01%
204
– –
PCN
788
PIMCO Corporate & Income Strategy Fund
PCN
$887M
$18K ﹤0.01%
1,080
– –
PUK icon
789
Prudential
PUK
$35.2B
$18K ﹤0.01%
467
– –
SCHA icon
790
Schwab U.S Small- Cap ETF
SCHA
$23B
$18K ﹤0.01%
1,084
+1,032
+1,985% +$17.7K
SCHX icon
791
Schwab US Large- Cap ETF
SCHX
$74.6B
$18K ﹤0.01%
1,662
+1,524
+1,104% +$16.5K
TAP icon
792
Molson Coors Class B
TAP
$7.86B
$18K ﹤0.01%
313
+2
+0.6% +$123
TEAM icon
793
Atlassian
TEAM
$37.6B
$18K ﹤0.01%
+169
New +$17.3K
GAP
794
The Gap Inc
GAP
$7.65B
$18K ﹤0.01%
696
+61
+10% +$1.56K
LGF.B
795
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$18K ﹤0.01%
1,231
-5
-0.4% -$78
APU
796
DELISTED
AmeriGas Partners, L.P.
APU
$18K ﹤0.01%
600
+72
+14% +$2.11K
AYI icon
797
Acuity Brands
AYI
$10.6B
$17K ﹤0.01%
146
– –
CATO icon
798
Cato Corp
CATO
$65.5M
$17K ﹤0.01%
1,175
– –
GWPH
799
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$17K ﹤0.01%
106
– –
GFY
800
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$17K ﹤0.01%
1,069
– –
30 31
32
33 34

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.