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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVT icon
776
Royce Value Trust
RVT
$2.29B
$16K ﹤0.01%
999
+16
+2% +$260
SAIC icon
777
Saic
SAIC
$5.35B
$16K ﹤0.01%
200
– –
XLRE icon
778
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.52B
$16K ﹤0.01%
495
– –
WRK
779
DELISTED
WestRock Company
WRK
$16K ﹤0.01%
310
– –
MNDT
780
DELISTED
Mandiant, Inc. Common Stock
MNDT
$16K ﹤0.01%
943
– –
PCI
781
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$16K ﹤0.01%
700
– –
BWXT icon
782
BWX Technologies
BWXT
$15.5B
$15K ﹤0.01%
244
+5
+2% +$317
CBRE icon
783
CBRE Group
CBRE
$41.8B
$15K ﹤0.01%
352
– –
CHE icon
784
Chemed
CHE
$7.18B
$15K ﹤0.01%
50
– –
FCX icon
785
Freeport-McMoran
FCX
$98.3B
$15K ﹤0.01%
1,098
– –
HAS icon
786
Hasbro
HAS
$13.3B
$15K ﹤0.01%
149
– –
HBAN icon
787
Huntington Bancshares
HBAN
$35.4B
$15K ﹤0.01%
1,045
+3
+0.3% +$47
IWV icon
788
iShares Russell 3000 ETF
IWV
$20.4B
$15K ﹤0.01%
91
– –
LEA icon
789
Lear
LEA
$8.07B
$15K ﹤0.01%
106
+10
+10% +$1.71K
LOPE icon
790
Grand Canyon Education
LOPE
$3.87B
$15K ﹤0.01%
141
– –
NOV icon
791
NOV
NOV
$7.39B
$15K ﹤0.01%
366
– –
PCG icon
792
PG&E
PCG
$37.9B
$15K ﹤0.01%
328
+3
+0.9% +$134
PSCH icon
793
Invesco S&P SmallCap Health Care ETF
PSCH
$173M
$15K ﹤0.01%
324
– –
STX icon
794
Seagate
STX
$184B
$15K ﹤0.01%
326
– –
SYF icon
795
Synchrony
SYF
$25.4B
$15K ﹤0.01%
500
– –
TECH icon
796
Bio-Techne
TECH
$11.2B
$15K ﹤0.01%
300
– –
VCIT icon
797
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.5B
$15K ﹤0.01%
181
+5
+3% +$419
WAT icon
798
Waters Corp
WAT
$40.4B
$15K ﹤0.01%
+80
New +$15.5K
ABB
799
DELISTED
ABB Ltd
ABB
$15K ﹤0.01%
668
+264
+65% +$6.05K
PBCT
800
DELISTED
People's United Financial Inc
PBCT
$15K ﹤0.01%
891
– –
30 31
32
33 34

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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.