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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM.WS.B
776
DELISTED
General Motors Company
GM.WS.B
$13K ﹤0.01%
560
– –
OCLR
777
DELISTED
Oclaro Inc.
OCLR
$13K ﹤0.01%
2,000
– –
BBWI icon
778
Bath & Body Works
BBWI
$4.1B
$12K ﹤0.01%
262
– –
CHE icon
779
Chemed
CHE
$7.22B
$12K ﹤0.01%
50
– –
DFS
780
DELISTED
Discover Financial Services
DFS
$12K ﹤0.01%
166
– –
ITUB icon
781
Itaú Unibanco
ITUB
$87.5B
$12K ﹤0.01%
1,919
– –
KMPR icon
782
Kemper
KMPR
$1.68B
$12K ﹤0.01%
180
– –
KMX icon
783
CarMax
KMX
$8.26B
$12K ﹤0.01%
195
-12
-6% -$856
NWS icon
784
News Corp Class B
NWS
$17.5B
$12K ﹤0.01%
775
– –
SOXX icon
785
iShares Semiconductor ETF
SOXX
$48.7B
$12K ﹤0.01%
+213
New +$12.1K
THO icon
786
Thor Industries
THO
$4.14B
$12K ﹤0.01%
+86
New +$12K
USO icon
787
United States Oil Fund
USO
$1.84B
$12K ﹤0.01%
125
– –
WBC
788
DELISTED
WABCO HOLDINGS INC.
WBC
$12K ﹤0.01%
87
– –
LLL
789
DELISTED
L3 Technologies, Inc.
LLL
$12K ﹤0.01%
62
– –
USG
790
DELISTED
Usg
USG
$12K ﹤0.01%
317
+205
+183% +$7.2K
ATHN
791
DELISTED
Athenahealth, Inc.
ATHN
$12K ﹤0.01%
92
– –
BIVV
792
DELISTED
Bioverativ Inc. Common Stock
BIVV
$12K ﹤0.01%
230
– –
GGP
793
DELISTED
GGP Inc.
GGP
$12K ﹤0.01%
517
– –
EPP icon
794
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$11K ﹤0.01%
245
– –
ETJ
795
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$11K ﹤0.01%
+1,202
New +$11.2K
GNTX icon
796
Gentex
GNTX
$5.07B
$11K ﹤0.01%
554
– –
KB icon
797
KB Financial Group
KB
$43.5B
$11K ﹤0.01%
196
– –
KRE icon
798
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$11K ﹤0.01%
200
-136
-40% -$7.81K
LKQ icon
799
LKQ Corp
LKQ
$6.29B
$11K ﹤0.01%
281
– –
LVS icon
800
Las Vegas Sands
LVS
$29.6B
$11K ﹤0.01%
172
– –
30 31
32
33 34

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.