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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KGC icon
776
Kinross Gold
KGC
$32.8B
$12K ﹤0.01%
+2,900
New +$12.4K
NVRI icon
777
Enviri
NVRI
$620M
$12K ﹤0.01%
598
– –
SMFG icon
778
Sumitomo Mitsui Financial
SMFG
$164B
$12K ﹤0.01%
1,576
– –
STWD icon
779
Starwood Property Trust
STWD
$6.09B
$12K ﹤0.01%
583
– –
SVM
780
Silvercorp Metals
SVM
$2.53B
$12K ﹤0.01%
+4,500
New +$13K
XBI icon
781
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$12K ﹤0.01%
141
– –
NS
782
DELISTED
NuStar Energy L.P.
NS
$12K ﹤0.01%
300
– –
NATI
783
DELISTED
National Instruments Corp
NATI
$12K ﹤0.01%
283
-170
-38% -$6.92K
MUH
784
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$12K ﹤0.01%
775
– –
AA icon
785
Alcoa
AA
$13.2B
$11K ﹤0.01%
243
-110
-31% -$4.4K
AG icon
786
First Majestic Silver
AG
$9.07B
$11K ﹤0.01%
+1,700
New +$12.2K
BMA icon
787
Banco Macro
BMA
$5.35B
$11K ﹤0.01%
96
-26
-21% -$2.52K
EPP icon
788
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$11K ﹤0.01%
245
-300
-55% -$13.8K
GNTX icon
789
Gentex
GNTX
$5.07B
$11K ﹤0.01%
554
+265
+92% +$4.82K
LVS icon
790
Las Vegas Sands
LVS
$29.6B
$11K ﹤0.01%
172
+101
+142% +$6.26K
NTES icon
791
NetEase
NTES
$84.7B
$11K ﹤0.01%
210
-55
-21% -$3.16K
PRLB icon
792
Protolabs
PRLB
$2.13B
$11K ﹤0.01%
140
– –
REG icon
793
Regency Centers
REG
$14.1B
$11K ﹤0.01%
177
– –
RELX icon
794
RELX
RELX
$62B
$11K ﹤0.01%
490
– –
ROL icon
795
Rollins
ROL
$18.2B
$11K ﹤0.01%
563
– –
SLM icon
796
SLM Corp
SLM
$5.15B
$11K ﹤0.01%
1,000
– –
SPR
797
DELISTED
Spirit AeroSystems
SPR
$11K ﹤0.01%
150
– –
SRE icon
798
Sempra
SRE
$54.8B
$11K ﹤0.01%
200
– –
SSRM icon
799
SSR Mining
SSRM
$6.48B
$11K ﹤0.01%
+1,050
New +$10.7K
VEEV icon
800
Veeva Systems
VEEV
$37.4B
$11K ﹤0.01%
205
– –
30 31
32
33 34

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.