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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWV icon
776
iShares Russell 3000 ETF
IWV
$20.3B
$13K ﹤0.01%
91
– –
IYR icon
777
iShares US Real Estate ETF
IYR
$4.67B
$13K ﹤0.01%
165
-13
-7% -$1.03K
MMT
778
Aberdeen Multi-Market Income Fund
MMT
$240M
$13K ﹤0.01%
2,250
– –
MPLX icon
779
MPLX
MPLX
$61.4B
$13K ﹤0.01%
394
– –
PCAR icon
780
PACCAR
PCAR
$71.6B
$13K ﹤0.01%
315
– –
RVT icon
781
Royce Value Trust
RVT
$2.29B
$13K ﹤0.01%
950
+8
+0.8% +$115
STWD icon
782
Starwood Property Trust
STWD
$6.03B
$13K ﹤0.01%
583
+200
+52% +$4.47K
TD icon
783
Toronto Dominion Bank
TD
$197B
$13K ﹤0.01%
270
– –
VOD icon
784
Vodafone
VOD
$36.3B
$13K ﹤0.01%
472
-253
-35% -$7.04K
NS
785
DELISTED
NuStar Energy L.P.
NS
$13K ﹤0.01%
300
– –
ADRA
786
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$13K ﹤0.01%
450
– –
AABA
787
DELISTED
Altaba Inc
AABA
$13K ﹤0.01%
+250
New +$13.6K
REV
788
DELISTED
Revlon, Inc.
REV
$13K ﹤0.01%
587
– –
ANSS
789
DELISTED
Ansys
ANSS
$12K ﹤0.01%
103
-10
-9% -$1.18K
CBRE icon
790
CBRE Group
CBRE
$43.7B
$12K ﹤0.01%
352
-43
-11% -$1.5K
CII icon
791
BlackRock Enhanced Captial and Income Fund
CII
$1.01B
$12K ﹤0.01%
806
– –
DEM icon
792
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$12K ﹤0.01%
300
– –
HALO icon
793
Halozyme
HALO
$9.87B
$12K ﹤0.01%
1,000
– –
HEI icon
794
HEICO Corp
HEI
$51.4B
$12K ﹤0.01%
336
-30
-8% -$1.1K
IEF icon
795
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$12K ﹤0.01%
114
– –
KB icon
796
KB Financial Group
KB
$42.1B
$12K ﹤0.01%
249
-60
-19% -$2.79K
KMX icon
797
CarMax
KMX
$8.16B
$12K ﹤0.01%
195
-30
-13% -$1.81K
LBRDK icon
798
Liberty Broadband Class C
LBRDK
$5.17B
$12K ﹤0.01%
145
-19
-12% -$1.66K
MCO icon
799
Moody's
MCO
$83.8B
$12K ﹤0.01%
103
-28
-21% -$3.28K
PGJ icon
800
Invesco Golden Dragon China ETF
PGJ
$98.8M
$12K ﹤0.01%
340
– –
30 31
32
33 34

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TU
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NFG
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6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
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CC
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.